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J Neurophysiol 92: 2487-2496, 2004. First published May 12, 2004; doi:10.1152/jn.00210.2004
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Serotonergic Modulation in Aplysia. II. Cellular and Behavioral Consequences of Increased Serotonergic Tone

Stéphane Marinesco, Nimalee Wickremasinghe, Kristine E. Kolkman and Thomas J. Carew

Department of Neurobiology and Behavior, Center for the Neurobiology of Learning and Memory, University of California, Irvine, California 92697-4550

Submitted 3 March 2004; accepted in final form 6 May 2004


    ABSTRACT
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 GRANTS
 ACKNOWLEDGMENTS
 REFERENCES
 
Serotonin (5-HT) plays an important role in sensitization of defensive reflexes in Aplysia and is also involved in several aspects of arousal, such as the control of locomotion and of cardiovascular tone. In the preceding paper, we showed that tail-nerve shock, a noxious stimulus that readily induces sensitization, increases the firing rate of a large number of serotonergic neurons throughout the CNS. However, the functional consequences of such an increase in serotonergic tone are still poorly understood. In this study, we examined this question by using the 5-HT precursor 5-hydroxytryptophan (5-HTP) to specifically increase 5-HT release in the CNS. Increased tonic 5-HT release after 5-HTP treatment was manifested by facilitation of sensorimotor (SN-MN) synapses, increased firing rate of serotonergic neurons in the pedal and abdominal ganglia, and enhanced 5-HT release evoked by tail-nerve shock. When 5-HTP was administered to freely moving animals, it produced a strong arousal response characterized by increased locomotion and heart rate, which was reminiscent of the defensive arousal reaction triggered by noxious stimulation such as tail-shock. In contrast, 5-HTP actually inhibited the tail-induced siphon-withdrawal reflex. It is possible that 5-HT-induced facilitation of SN-MN synapses was counteracted by inhibition of polysynaptic reflex pathways between SNs and MNs, resulting in transient behavioral inhibition of the reflex, which could favor escape locomotion and/or respiration shortly after an aversive stimulus. We conclude that a major function associated with the activation of the Aplysia serotonergic system evoked by noxious stimuli is the triggering of a defensive arousal response. It is known that tail-shock-induced serotonergic activation contributes to memory encoding at least in part by facilitating SN-MN synapses. However, this effect in isolation might not be sufficient for the behavioral expression of sensitization.


    INTRODUCTION
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 GRANTS
 ACKNOWLEDGMENTS
 REFERENCES
 
Sensitization of defensive reflexes by noxious stimuli in Aplysia relies at least in part on serotonin (5-HT) release in the CNS. For example, chemical lesioning of the Aplysia serotonergic system impairs the ability of tail-shock to enhance defensive reflexes (Glanzman et al. 1989Go), and 5-HT is released in the hemolymph and the CNS in response to sensitizing stimuli (Levenson et al. 1999Go; Marinesco and Carew 2002Go). Moreover, sensory neuron (SN) to motor neuron (MN) synapses are facilitated during sensitization and provide a cellular correlate for this form of memory (Castellucci and Kandel 1976). Exogenous 5-HT application in vitro is sufficient to produce SN-MN facilitation, and 5-HT receptor antagonists can block this effect (Brunelli et al. 1976Go; Mercer et al. 1991Go). Moreover, in the preceding paper, we showed that sensitizing stimuli activate a large number of serotonergic neurons within the Aplysia CNS (Marinesco et al. 2004Go). However, the behavioral effects of such an increase in serotonergic tone are still poorly understood.

For example, it is not known whether 5-HT release in the CNS is, by itself, sufficient to sensitize defensive reflexes in freely moving animals. Indeed, although 5-HT clearly facilitates SN-MN synapses, it has also been shown to inhibit the siphon-withdrawal reflex in vitro (Fitzgerald and Carew 1991Go). Moreover, although 5-HT is known to be important for locomotion (Mackey and Carew 1983Go; McPherson and Blankenship 1992Go; Palovcik et al. 1982Go; Parsons and Pinsker 1989Go) and the regulation of heart rate (Koester et al. 1974Go; Liebeswar et al. 1975Go), it is not known whether increased 5-HT release in the CNS can enhance locomotion and/or heart rate in intact animals. In this study, we sought to mimic the generalized activation of the serotonergic system observed after noxious stimulation by administering the rate-limiting 5-HT precursor 5-hydroxytryptophan (5-HTP) to freely moving animals. Because most serotonergic neurons are tonically active, this treatment resulted in increased tonic 5-HT release in the CNS, revealed by facilitation of SN-MN synapses and increased firing rate of serotonergic neurons in the CNS. Animals treated with 5-HTP showed the behavioral signs of a defensive arousal response characterized by increased heart rate and locomotion. This same treatment, however, produced net inhibition of the tail-induced siphon-withdrawal reflex. It is possible that this effect was mediated by 5-HTP-induced inhibition of polysynaptic pathways between SNs and MNs, which functionally counteracted the 5-HTP-induced facilitation of SN-MN synapses. Therefore although 5-HT release certainly contributes to sensitization of defensive reflexes, it cannot be considered as solely sufficient for the expression of this form of memory.

Overall our data indicate that activation of the serotonergic system contributes both to the arousal response triggered by noxious stimulation (by increasing locomotion and heart rate) and to the facilitation of SN-MN synapses. Insofar as these facilitatory synaptic effects contribute to memory encoding for sensitization, our data suggest that the Aplysia serotonergic system is in a position to ensure that aversive stimuli are efficiently remembered.

Some of the data in this paper have been presented in abstract form (Marinesco et al. 2003Go).


    METHODS
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 GRANTS
 ACKNOWLEDGMENTS
 REFERENCES
 
Animals

Wild-caught adult Aplysia californica (Marinus, Long Beach, CA) weighing ~250 g were used throughout this study. Animals were housed in tanks containing aerated artificial seawater (ASW) kept at 15°C and fed dried seaweed three times a week. For behavioral experiments involving measurements of heart rate or duration of defensive reflexes, parapodia were removed surgically to gain better access to siphon and heart contractions. Animals were anesthetized in ice-cold ASW for 1 h before surgery and left undisturbed during ≥5 days before behavioral experiments were undertaken.

To prepare the tissue samples, animals were first anesthetized by injection of 150–200 ml of 0.35 M MgCl2 and immediately dissected for removal of the entire CNS without the buccal ganglion. The ganglia were then fixed in 0.4% glutaraldehyde for ~30 s and desheathed in 50:50 ASW:0.35 M MgCl2 to expose the neurons. Ganglia were then kept in a recording chamber continuously perfused with ASW [which contained (in mM) 460 NaCl, 55 MgCl2, 11 CaCl2, 10 KCl, and 10 Tris]. In some experiments, the composition of ASW was changed to achieve 0 Ca2+ and high (3 times) Mg2+ concentrations [it contained (in mM) 295 NaCl, 10 KCl, 176 MgCl2 and 10 Trizma]. In each case, ASW was buffered to a pH of 7.6 before use.

Intracellular recordings

Neurons were impaled with intracellular glass micropipettes (5–15 M{Omega}) filled with 3 M KCl. Membrane potential was measured using an Axoclamp 2B amplifier (Axon instruments, Union City, CA), digitized with an ITC-16 AD-DA computer interface (Instrutech, Great Neck, NY), and recorded on computer file with a homemade software written with Igor Pro 4.03 (Wavemetrics, Lake Oswego, OR). To assess synaptic transmission between tail SNs and tail MNs, we recorded intracellularly from one tail SN and one tail MN connected by a synapse as already described in the preceding companion paper (Marinesco et al. 2004Go).

In one experiment, we recorded from serotonergic neurons that were prelabeled with 5,7-dihydroxytryptamine, using the same procedure as in the preceding paper (Marinesco et al. 2004Go). After intracellular recordings, the same cells were re-impaled with microelectrodes filled with Neurobiotin (5%, Vector Labs, Burlingame, CA) in 1 M KCl. Neurobiotin was injected ionophoretically for 45 min to 1 h (+5-nA pulses, 500-ms duration at 1 Hz) to trace their processes in the pedal ganglion and allow immunohistochemical confirmation of their serotonergic nature. Immunohistochemical labeling of 5-HT and Neurobiotin was performed according to the protocol described in the preceding paper (Marinesco et al. 2004Go).

Chronoamperometric detection of neuronal 5-HT release par performed using carbon-fiber microelectrodes implanted in the neuropil of pleural ganglia. A more complete description of the method is given in the preceding paper (Marinesco et al. 2004Go) as well as in an earlier study (Marinesco and Carew 2002Go).

Behavioral studies

Heart rate, locomotion, and duration of tail-induced siphon withdrawal were assessed in animals treated with 5-HTP or ASW. 5-HTP was diluted into 1 ml of ASW per 50 g body wt and administered at 200 mg/kg by intrahemocoel injections through the foot. Heart rate was measured in freely moving animals using an ultrasound stethoscope (Koven Vasculascope 500, Alliance Medical, Russelville, MO). Heart rate was assessed during several periods of 1 min or 30 s. These values were then averaged to compute the mean heart rate over a 15-min period. To measure locomotion, animals were placed in a circular arena (26.5 cm diam) divided into four quadrants. The number of lines crossed during a 5-min period was taken as an index of the locomotor activity of the animal. Crawling upward so that the animal's head was out of the water was considered one line crossing. The siphon-withdrawal reflex was evoked by a mild tactile stimulus applied to the tip of the tail with a water jet (Teledyne Water Pik, Fort Collins, CO). The duration of the siphon withdrawal was measured between water jet onset and the first signs of siphon relaxation.

Tail-shock was applied to freely moving animals with a suction electrode using one or two 2-s trains of current pulses spaced by 5 s (current pulses were 10 ms, 40 mA applied at 50 Hz through a constant current stimulus isolation unit connected with a S88 stimulator; Grass Medical Instruments, Quincy, MA). When studying the CNS in vitro, electrical stimulation was applied directly to the tail-nerve (P9) through a suction electrode, using one 2-s train of 5-ms, 20-V pulses at 40 Hz applied through a constant voltage stimulus isolation unit connected to a S88 Grass stimulator.

Statistics

Data were presented as means ± SE. Comparisons between two data groups were performed using the Student's t-test for equal or unequal variances as determined by the F test (significance level was P < 0.05). For comparisons among three or more data groups, we used an ANOVA followed by an LSD post hoc test (P < 0.05). Statistics software was the analysis tool-pack of Microsoft Excel 2000 and SPSS for Windows version 10.


    RESULTS
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 GRANTS
 ACKNOWLEDGMENTS
 REFERENCES
 
Effects of 5-HTP administration on serotonergic neurons and SN-MN transmission

5-HTP is the rate-limiting precursor of 5-HT and specifically increases 5-HT synthesis and release as shown by chronoamperometric experiments (Fickbohm and Katz 2000Go; Marinesco and Carew 2002Go). Because, in the preceding paper, we found most serotonergic neurons in the Aplysia CNS to be tonically active (Marinesco et al. 2004Go), we expected 5-HTP to increase tonic 5-HT release throughout the animal.

We assessed 5-HT release evoked by tail-nerve shock in the pleural ganglia of 10 animals that had been previously treated with 5-HTP, trained (1 or 2 tail-shocks spaced by 5 s, see METHODS) and tested for defensive arousal or sensitization in behavioral experiments (see following text). 5-HT release was measured with carbon fiber microelectrodes implanted in the pleural ganglia, 2–3 h after injection of 5-HTP (200 mg/kg) or its vehicle (ASW). Microelectrodes used to measure 5-HT concentration can also detect 5-HTP, although with a lower sensitivity (~5 times less than for 5-HT). To minimize a possible contamination of the electrochemical signal with 5-HTP, ganglia were perfused for 30 min before beginning the chronoamperometric recordings so that 5-HTP could be washed out of the preparation. Therefore 5-HTP interference in our chronoamperometric recordings seems unlikely. In animals treated with 5-HTP, 5-HT release evoked by tail-nerve shock was increased 25-fold compared with control animals (1641 ± 410 vs. 39 ± 8 nM, n = 5, P = 0.03, Fig. 1). Consistent with a previous study (Marinesco and Carew 2002Go), evoked 5-HT release was thus enhanced by this concentration of 5-HTP.



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FIG. 1. 5-Hydroxytryptophan (5-HTP) enhances 5-HT release evoked by tail-nerve shock. A: 5-HT release was measured in pleural ganglia 2–3 h after the animals received a 5-HTP injection (200 mg/kg). The increase in 5-HT oxidation current (shaded area under trace) immediately after tail-nerve shock (arrow), reveals endogenous 5-HT release in the neuropil. B: summary data (n = 5). *, P < 0.05.

 
We then investigated whether 5-HTP enhanced tonic 5-HT release in the CNS. For this purpose, we tested whether 5-HTP alone, in the absence of external stimulation, could produce neuromodulatory effects attributed to 5-HT. We first examined the plasticity of tail SN-MN transmission, which is known to rely heavily on heterosynaptic modulation by 5-HT (Brunelli et al. 1976Go; Glanzman et al. 1989Go; Mackey et al. 1989Go; Marinesco and Carew 2002Go; Mercer et al. 1991Go). 5-HTP was applied onto the isolated pleural-pedal-cerebral ganglia at a concentration of 2 mM to mimic the concentration administered to freely moving animals. 5-HTP application alone produced an increase in SN excitability: the same depolarizing pulse that produced two action potentials in baseline conditions evoked an average of 4.6 spikes 30 min after 5-HTP (Fig. 2, A and B). SN excitability was enhanced within a few minutes of 5-HTP application and continued to increase over the course of the 30-min recording. The mean latency for the effect of 5-HTP was 13.4 ± 2.8 min. In addition, SN-MN synapses were facilitated to 256% of their baseline level 45 min after 5-HTP (Fig. 2, C and D). The latency of this effect was longer than for SN excitability: excitatory postsynaptic potentials (EPSPs) were evoked in the MN by stimulating the SN every 15 min. Under these conditions, the first test after 5-HTP application (15 min) was always within 20% of the mean baseline EPSP. Synaptic facilitation appeared after a delay of 36 ± 4 min (Fig. 2, C and D). This difference in latency between excitability measures and synaptic facilitation may reflect the diffusion and penetration of 5-HTP into the ganglia. Excitability increases are detected mostly at the SN cell bodies and could be mediated by 5-HTP facilitating 5-HT release from serotonergic fibers innervating the somata (Zhang et al. 1991Go). Synaptic facilitation, however, would require 5-HTP penetration into the synaptic neuropil (Bunge et al. 1997Go; Zhang et al. 2003Go).



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FIG. 2. 5-HTP increases senosry neuron (SN) excitability and facilitates SN-motor neuron (MN) synapses. 5-HTP was applied onto isolated pleural, pedal and cerebral ganglia in vitro. A: SN excitability increased in response to 5-HTP administration. B: summary of excitability data (n = 9). C: tail SN-MN synapses were facilitated in response to an application of 5-HTP (2 mM). D: summary of SN-MN facilitation data (n = 6). *, P < 0.05.

 
Finally, we examined whether 5-HTP could increase the firing rate of serotonergic neurons in the pedal and abdominal ganglia as would be expected from elevated serotonergic levels in these ganglia. We found that when 5-HTP was applied to the isolated CNS in vitro, the average firing rate in serotonergic neurons recorded from the pedal and abdominal ganglia increased from 50 ± 10 to 181 ± 25 spikes/min after 30 min of 5-HTP administration (Fig. 3, A and B). The average latency for this effect was 4.9 ± 1 min. To investigate the possibility that 5-HTP excited serotonergic neurons directly, we applied the drug in the presence of 0 Ca2+, 3x Mg2+ ASW, to block synaptic transmission in the CNS. Whereas 5-HT (10 µM) application was followed by a strong depolarization accompanied by several action potentials (Fig. 3C), 5-HTP did not produce any noticeable effect on membrane potential (Fig. 3D). Therefore it is likely that 5-HTP increased the firing rate of serotonergic neurons in the pedal and abdominal ganglia by enhancing tonic 5-HT release in the CNS.



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FIG. 3. 5-HTP increases the spontaneous firing rate of serotonergic neurons. Serotonergic neurons prelabeled with 5,7-DHT were recorded in the pedal and abdominal ganglion. A: example of a parapodia-opener-phase-like cell in the pedal ganglion, firing rate increased from 17 to 48 spikes/min after 5-HTP infusion (2 mM). B: summary data of all serotonergic neurons (n = 6 abdominal ganglion, n = 7 pedal ganglion). The 5-HTP-induced increase in firing rate was no longer observed when synaptic transmission was blocked with 0 Ca2+, 3x Mg2+ ASW: 5-HT depolarized and induced firing in abdominal serotonergic neurons in 0 Ca2+, 3x Mg2+ ASW (C), but 5-HTP had no effect under the same conditions (D). *, = P < 0.05.

 
Overall, these data indicate that 5-HTP potentiated the tonic release of 5-HT from serotonergic neurons. Because these neurons are tonically active, this treatment resulted in elevated serotonin levels in the CNS. This elevation was sufficient to elicit neuromodulatory effects characteristic of the 5-HT release evoked by noxious stimuli like tail-nerve shock (Marinesco and Carew 2002Go), suggesting that 5-HT levels after 5-HTP administration reached or even exceeded those evoked by sensitization training. Moreover, the 5-HTP-induced increase in the background activity of 5-HT neurons (Fig. 3) strongly supports the view that serotonergic neurons can excite each other, which could serve to amplify the effects of transient sensitizing stimuli.

Effects of 5-HTP on arousal and sensitization of defensive reflexes

We next examined the behavioral effects of an injection of 5-HTP (200 mg/kg) and compared them to those induced by tail-shock. We monitored locomotion, heart rate, and duration of the tail-elicited siphon-withdrawal reflex in different groups of animals. Animals treated with 5-HTP rapidly became active and started locomoting within the testing arena. 5-HTP never elicited inking or produced noticeable manifestations of behavioral compromise. The animals exhibited large repetitive pedal waves characteristic of escape locomotion and crawled over increased distances compared with control animals. Animals tended to crawl along the sides of the arena so that the actual distance they covered was ~19.6 cm/line crossing (see METHODS). The number of lines crossed per 5 min was initially low (2 lines/5 min), reflecting the baseline exploratory activity elicited by moving the animals to the experimental arena ~30 min before starting the experiment. In control animals injected with vehicle (ASW), the locomotion index fell to 0 after an additional 30 min, suggesting that most animals remained still within the same quadrant when left undisturbed. In these animals, tail-shock increased locomotion to 3.3 ± 0.5 lines/5 min (~64 cm/5 min), reflecting an escape response to the noxious stimulus (Fig. 4A). By contrast, a few minutes after 5-HTP injection, the locomotion index increased steadily to reach 13 ± 0.9 lines/5 min (~255 cm/5 min, Fig. 4A). Tail-shock did not further change the locomotion values in animals that had been treated with 5-HTP.



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FIG. 4. 5-HTP increases locomotion and heart rate. A: effect of 5-HTP on the locomotion index of freely moving animals (n = 6). B: effects of 5-HTP on heart rate (n = 6). 5-HTP alone produced a greater increase in locomotion and heart rate than did tail-shock alone. *, a significant difference between pre- (baseline) and posttreatment data. #, a significant difference between 5-HTP- and vehicle-treated animals (P < 0.05).

 
Tail-shock and 5-HTP also had profound cardiovascular effects. Heart rate in control animals increased from 17.2 ± 0.3 to 20.9 ± 1.3 beats/min during the first 15 min after tail shock (Fig. 4B). Heart rate was difficult to measure shortly after tail-shock, because of ink ejection and increased locomotion. It is therefore possible that heart rate was higher immediately after tail-shock and that we slightly underestimated its increase in our experiments. By comparison, 5-HTP increased heart rate to 28.4 ± 1.4 beats/min (Fig. 4B), and tail-shock did not induce any further change. These data indicate that 5-HTP increased both locomotion and heart rate to a greater extent than tail-shock and probably brought them to a ceiling level that could not be exceeded by tail-shock.

Finally, we examined whether 5-HTP alone could produce sensitization of the tail-elicited siphon-withdrawal reflex in the absence of a noxious stimulus (e.g., tail-shock). In control animals injected with ASW, tail-shock increased the duration of the tail-elicited siphon-withdrawal reflex to 176% of its baseline value, showing sensitization of the reflex (Fig. 5A). In animals treated with 5-HTP, however, siphon withdrawal was actually inhibited to 79% of its baseline value (P < 0.01, Fig. 5A). This inhibition was significant compared with postinjection values in vehicle-treated animals (P = 0.02, Fig. 5B). Tail-shock overcame this inhibition, bringing siphon-withdrawal duration to 111% of its preinjection baseline value (Fig. 5B). When siphon-withdrawal reflex duration was normalized to its preshock (i.e., postinjection) values, tail-shock produced similar effects in control and 5-HTP-treated animals (ANOVA followed by LSD post hoc test, not significant at all time points). However, there was a modest trend toward a longer enhancement of the reflex in control animals (significantly enhanced above baseline during 45 min after tail-shock) than in 5-HTP-treated animals (significantly enhanced above baseline during 30 min, ANOVA followed by LSD post hoc test, P < 0.05, Fig. 5C). When sensitization was assessed as the increase from postinjection baseline values to postshock values in both groups of animals, tail-shock produced the same relative change: +44–45% increase in siphon-withdrawal duration (Fig. 5C). These data suggest that because tail-shock produced similar reflex enhancement in control and 5-HTP-treated animals, the neuronal circuits responsible for sensitization were not desensitized or antagonized by 5-HTP.



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FIG. 5. 5-HTP inhibits the tail-induced siphon-withdrawal reflex. A: effects of 5-HTP and tail-shock on the duration of the tail-induced siphon-withdrawal reflex. B: 5-HTP inhibited the reflex, whereas tail-shock sensitized it in both 5-HTP- and vehicle-treated animals. C: when siphon-withdrawal reflex was normalized to its immediate preshock value (i.e., after 5-HTP injection), tail-shock produced a similar enhancement in control and 5-HTP-treated animals. D: sensitization (expressed as the ratio of reflex duration before and after shock) was identical in 5-HTP- and vehicle-treated animals (n = 14). *, a significant difference between pre- (baseline) and posttreatment data. #, a significant difference between 5-HTP- and vehicle-treated animals (P < 0.05).

 
Effects of exogenous 5-HT on defensive reflexes

Given the well-documented role of 5-HT in sensitization, it was surprising that potentiation of 5-HT synthesis and release by 5-HTP produced inhibition of siphon withdrawal. To confirm this result, we increased 5-HT levels in freely moving Aplysia by adding 5-HT (250 µM) in the ambient ASW. This procedure is known to dramatically enhance 5-HT concentration in the hemolymph (Levenson et al. 1999Go) and to activate CCAAT enhancer-binding protein, an immediate-early gene implicated in the consolidation of long-term facilitation in tail SNs (Alberini et al. 1994Go). Animals placed in 5-HT (250 µM) showed increased locomotion (data not shown) consistent with the behavioral arousal observed after 5-HTP administration. Moreover, the tail-induced siphon-withdrawal reflex was inhibited to about the same extent as by 5-HTP (-30%, P < 0.01; Fig. 6). To determine whether this inhibitory effect could be overcome by higher concentrations of 5-HT, we exposed another group of animals to 500 µM 5-HT in their ambient seawater. We still observed a slight decrease in siphon-withdrawal duration when 5-HT was present in the seawater. However, these animals showed obvious additional behavioral responses in response to such a high concentration of 5-HT, including secretion of a mucus layer that slowly covered their body. It is thus possible that in addition to increasing 5-HT concentrations in the hemolymph, this treatment might have an aversive component capable of interfering with defensive reflexes as well. In contrast, injection of 5-HTP did not produce any behavioral responses indicating that it might be aversive. These results support the view that persistently elevated 5-HT levels in Aplysia have an inhibitory effect on siphon-withdrawal reflex, confirming earlier studies by Fitzgerald and Carew (1991)Go. Therefore increased 5-HT release in the Aplysia CNS, in itself, cannot be viewed as solely sufficient to produce behavioral expression of sensitization of defensive reflexes.



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FIG. 6. Exogenous 5-HT inhibits tail-induced siphon-withdrawal reflex. After 3 baseline pretests, 5-HT (250 µM) was added to the ambient ASW ({uparrow}). Exogenous 5-HT inhibited siphon-withdrawal reflex to the same extent as 5-HTP (n = 9). *, P < 0.05.

 

    DISCUSSION
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 GRANTS
 ACKNOWLEDGMENTS
 REFERENCES
 
Noxious stimulation in Aplysia triggers a complex and integrated set of defensive responses such as escape locomotion (Hening et al. 1979Go; Mackey and Carew 1983; Walters et al. 1981Go) and increased heart rate (Dieringer et al. 1978Go) as well as sensitization of defensive reflexes (Carew et al. 1971Go; Pinsker et al. 1973Go). Several lines of evidence suggest that these defensive responses are regulated by 5-HT. 1) Animals injected with 5-HT show increased locomotion (Mackey and Carew 1983Go; Palovcik et al. 1982Go; Parsons and Pinsker 1989Go); 2) heart rate is under the excitatory control of the serotonergic neuron RBhe (Koester et al. 1974Go; Mayeri et al. 1974), and 5-HT in the hemolymph increases blood pressure and heart rate (Liebeswar et al. 1975Go); and 3) 5-HT is necessary for sensitization and its cellular correlate, facilitation of SN-MN transmission (Brunelli et al. 1976Go; Glanzman et al. 1989Go; Mercer et al. 1991Go). Noxious stimulation triggers the release of both central (Marinesco and Carew 2002Go) and circulating 5-HT (Levenson et al. 1999Go) but also gives rise to the release of other transmitters including Phe-Met-Arg-Phe-amide (FMRFamide) (Mackey et al. 1987Go) and acetylcholine (Wright and Carew 1995Go). It is therefore likely that the different aspects of defensive behavior triggered by tail-shock may also include contributions from other nonserotonergic mechanisms triggered by noxious stimulation.

Serotonin and arousal

In this study, administration of 5-HTP, which increases 5-HT synthesis, resulted in an increase in tonic 5-HT release in the CNS revealed by an increase in the firing rate of serotonergic neurons in the pedal and abdominal ganglia, facilitation of SN-MN synapses, and an increase in evoked 5-HT release. Therefore 5-HTP treatment resulted in an increase in serotonergic tone in the absence of a noxious stimulation. We found that 5-HTP significantly increased heart rate and locomotion, two behavioral manifestations of defensive arousal in Aplysia (Dieringer et al. 1978Go). The fact that 5-HTP injection mimicked the effects of tail-shock on locomotion and heart rate suggests that a major function of the general activation of the Aplysia serotonergic system after noxious stimulation might be to trigger and coordinate the different aspects of defensive behavior. We should note that defensive arousal triggered by noxious stimulation is qualitatively different from food-induced arousal, which is characterized by feeding posture, biting, and increased heart rate (Dieringer et al. 1978Go; Jing and Gillette 1995Go). Interestingly, the serotonergic metacerebral cells are involved in food-induced arousal, contributing to the enhancement of the rate and magnitude of biting responses (Kupfermann and Weiss 1982Go; Rosen et al. 1989Go; Weiss et al. 1978Go). Thus it appears that different Aplysia serotonergic systems are involved in both appetitive and defensive aspects of arousal. After noxious stimulation, the generalized increase in firing rate in the serotonergic system that we described in the preceding paper (Marinesco et al. 2004Go) could be one of the neuronal mechanisms responsible for the coordinated behavioral responses underlying defensive arousal. This function is consistent with the role of the mammalian serotonergic system in arousal, stress, and wakefulness (Adell et al. 1997Go; Amat et al. 1998Go; Mc Ginty and Harper 1976Go). Such a role for 5-HT might have been conserved throughout evolution because of its crucial importance for adaptation and survival.

Differential effects of increased serotonergic tone on defensive reflexes

Interestingly, 5-HTP inhibited tail-induced siphon withdrawal, whereas escape locomotion was enhanced. Such an inhibition of defensive withdrawal reflexes could favor escape from noxious stimuli by suppressing movements not directly involved in locomotion. Indeed, full-body contractions and locomotion are often mutually exclusive in several marine mollusks including Clione limacina (Norekian and Satterlie 1996Go). Moreover, relaxation of the siphon could enhance water flow across the gill and thus favor increased respiration during escape locomotion.

After 5-HTP administration, the tail-induced siphon-withdrawal reflex was inhibited despite facilitation of tail SN-MN synapses and increased SN excitability, two major neuronal correlates of sensitization in Aplysia. A similar dissociation between cellular and behavioral measures of memory had already been described during habituation of the tail-induced siphon-withdrawal reflex (Stopfer and Carew 1996Go). Such dissociations support the view that sensitization is coded at multiple neuronal sites within the reflex circuits and not only at SN-MN synapses (see reviews by Barbas et al. 2003Go; Frost et al. 1988Go; Trudeau and Castellucci 1992Go, 1993Go). Indeed, 5-HT produces both facilitatory and inhibitory effects in the reflex circuit. Whereas 5-HT is known to facilitate monosynaptic SN-MN transmission (Brunelli et al. 1976Go; Glanzman et al. 1989Go; Mercer et al. 1991Go), it has also been shown to depress several polysynaptic pathways between SNs and MNs (Barbas et al. 2003Go; Bristol et al. 2001Go; Cleary et al. 1995Go; Fischer et al. 1997Go; Frost and Kandel 1995Go; Frost et al. 1988Go; Storozhuk and Castellucci 1999Go; Trudeau and Castellucci 1992Go, 1993Go; Xu et al. 1995Go). It is possible that, after 5-HTP treatment, 5-HT-induced inhibition of some of these polysynaptic pathways could have counteracted facilitation of SN-MN synapses, thereby producing net behavioral inhibition of the reflex.

Interestingly, tail-shock overcame 5-HTP-induced inhibition of the reflex and induced significant sensitization. It is unlikely that this reversal of 5-HTP inhibitory effects could result from the actions of 5-HT released by tail-shock. 5-HTP alone facilitated SN-MN synapses and increased SN excitability and the firing rate of serotonergic neurons to a similar (or even larger) extent than comparable cellular effects after tail-shock in control animals. These results suggest that 5-HTP probably increased tonic 5-HT release to a level comparable to the evoked 5-HT release after tail-shock. Although a quantitative assessment of the basal 5-HT concentrations after 5-HTP and after tail-shock would help clarify this issue, it seems that the behavioral inhibition observed after 5-HTP cannot be attributed to insufficient levels of 5-HT.

A more plausible interpretation of the observed reversal of 5-HTP effects is that tail-shock triggered the release of other, nonserotonergic, neurotransmitters or modulators within the reflex circuit. The importance of such nonserotonergic factors can be illustrated by L29 interneurons. L29s are nonserotonergic excitatory interneurons in the abdominal ganglion that convey up to 40% of the excitation triggered by a tactile stimulus on the tail to LFS siphon MNs (Fischer and Carew 1993Go; Hawkins and Schacher 1989Go; Kistler et al. 1985Go). L29->LFS synapses are inhibited by 5-HT, but during sensitization training, a subset of these cells fire in direct response to tail-shock, giving rise to posttetanic potentiation that overcomes 5-HT-induced inhibition (Bristol et al. 2001Go). Thus activity in the reflex circuit can counteract at least some inhibitory effects of 5-HT. Other factors important for sensitization might be nonserotonergic neuromodulatory molecules such as small cardiac peptide (Abrams et al. 1984Go). Overall, the reversal of 5-HTP-induced reflex inhibition by tail-shock suggests that 5-HT release might not be solely sufficient for the induction of sensitization but could require the synergistic action of other neurotransmitters or neuromodulators within the reflex circuit.

Finally, it is possible that 5-HT-induced inhibition recovers quickly after 5-HT release in contrast to facilitation of SN-MN synapses, which has been shown to persist ≥15–20 min and even up to several days after 5-HT application (Brunelli et al. 1976Go; Casadio et al. 1999Go; Cleary et al. 1998Go; Scholz and Byrne 1987Go; Sutton and Carew 2000Go). Because 5-HT release evoked in the CNS by sensitizing stimuli is quite short-lasting (30–40 s) (Marinesco and Carew 2002Go), it is possible that 5-HT first induces a transient net inhibition of the reflexes that diminishes after a few minutes to be later replaced by sensitization (i.e.: longer-lasting facilitation of SN-MN synapses). In support of this view, long-term sensitization observed 24 h after sensitizing stimuli, is correlated with long-term facilitation expressed at SN-MN synapses, whereas interneuronal connections inhibited by 5-HT appear unchanged after such a delay (Cleary et al. 1998Go). Moreover, transient inhibition has often been observed shortly after tail-shock, before sensitization is fully expressed (Mackey et al. 1987Go; Marcus et al. 1988Go; Wright et al. 1991Go), and could be mediated at least in part by 5-HT (Fitzgerald and Carew 1991Go). Therefore the immediate inhibitory effect of 5-HT on tail-induced siphon-withdrawal reflex, expressed in a context of increased escape locomotion, is not inconsistent with the important role of this amine in the induction of sensitization.

Serotonergic neurons can contribute to both arousal and memory

Collectively, the present study and the preceding paper (Marinesco et al. 2004Go) indicate that a large number of interconnected serotonergic neurons are activated by noxious stimulation and that this generalized serotonergic activation in intact animals is sufficient to produce both defensive arousal and facilitation of SN-MN synapses, which ultimately contribute to encoding memory for sensitization. An interesting feature of the distributed serotonergic network identified in this study is that some individual neurons appear to contribute both to the defensive arousal response and to the encoding of at least one component of sensitization, synaptic facilitation. A good example of identified neurons shared between arousal and memory circuits might be the CC3/CB1 cells. These neurons project extensively to abdominal serotonergic neurons such as RBhe and to a significant number of pedal serotonergic neurons through monosynaptic excitatory connections. When CC3/CB1 neurons fire in response to noxious stimulation, they likely contribute to spreading excitation to other serotonergic neurons involved in defensive arousal like parapodia-opener-phase-like cells or RBhe and lead to a global serotonergic response in the CNS. CC3s (CB1s) could therefore serve as an "aversive stimulus" detector and trigger the coordinated neurochemical processes underlying defensive behavior. A similar function is commonly attributed to mammalian noradrenergic neurons in the locus coeruleus that seem to respond best to novel or aversive stimuli (Sara and Segal 1991Go; Vankov et al. 1995Go; review in Foote et al. 1983Go). In addition to their role in arousal, exciting other serotonergic neurons, CC3/CB1 neurons have been directly implicated in sensitization. They fire in response to tail-shock and their intracellular activation can facilitate siphon SN-MN synapses (Mackey et al. 1989Go).

The fact that specific neurons in the Aplysia CNS can, in principle, contribute to both arousal and memory formation is reminiscent of studies of fear conditioning in mammals. For example, the amygdala, which is involved in the encoding of emotionally arousing stimuli, also contributes to memory consolidation (Davis and Whalen 2001Go; LeDoux 2000Go; McGaugh et al. 2000Go; Zald 2003Go). Likewise, the nucleus of the solitary tract is critically involved in the regulation of heart rate and cardiovascular tone, as well as vagal motor control, and contributes to the adaptive responses to stressful stimuli. Noradrenergic neurons in this nucleus have also been shown to participate in the encoding of fearful memories (Clayton and Williams 2000Go; Williams and McGaugh 1993Go; Williams et al. 2000Go). Finally, stress hormones like corticosterone and epinephrine, which were first identified for their role in the fight-or-flight response through the regulation of cardiovascular tone or glucose metabolism, also improve the consolidation of fear memories, probably by influencing central noradrenergic systems (reviewed in Clayton and Williams 2000Go; McGaugh and Roozendaal 2002Go; McIntyre et al. 2002Go; Roozendaal et al. 1999Go). Therefore it is possible that sharing neuronal elements between arousal and memory circuits is a common strategy conserved through evolution to ensure that emotionally arousing stimuli are readily remembered.


    GRANTS
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 GRANTS
 ACKNOWLEDGMENTS
 REFERENCES
 
This work was supported by National Institute on Mental Health Grant RO1 MH-14-1083 to T. J. Carew.


    ACKNOWLEDGMENTS
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 GRANTS
 ACKNOWLEDGMENTS
 REFERENCES
 
We are grateful to A. Bristol, C. Sherff, P. Katz, and J. Koester for helpful comments on an earlier version of this manuscript.


    FOOTNOTES
 
The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.

Address reprint requests and other correspondence to: T. J. Carew, Department of Neurobiology and Behavior, CNLM, University of California, Irvine, CA 92697-4550. (E-mail: tcarew{at}uci.edu).


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