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Department of Neurobiology and Behavior, Center for the Neurobiology of Learning and Memory, University of California, Irvine, California 92697-4550
Submitted 3 March 2004; accepted in final form 6 May 2004
| ABSTRACT |
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| INTRODUCTION |
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For example, it is not known whether 5-HT release in the CNS is, by itself, sufficient to sensitize defensive reflexes in freely moving animals. Indeed, although 5-HT clearly facilitates SN-MN synapses, it has also been shown to inhibit the siphon-withdrawal reflex in vitro (Fitzgerald and Carew 1991
). Moreover, although 5-HT is known to be important for locomotion (Mackey and Carew 1983
; McPherson and Blankenship 1992
; Palovcik et al. 1982
; Parsons and Pinsker 1989
) and the regulation of heart rate (Koester et al. 1974
; Liebeswar et al. 1975
), it is not known whether increased 5-HT release in the CNS can enhance locomotion and/or heart rate in intact animals. In this study, we sought to mimic the generalized activation of the serotonergic system observed after noxious stimulation by administering the rate-limiting 5-HT precursor 5-hydroxytryptophan (5-HTP) to freely moving animals. Because most serotonergic neurons are tonically active, this treatment resulted in increased tonic 5-HT release in the CNS, revealed by facilitation of SN-MN synapses and increased firing rate of serotonergic neurons in the CNS. Animals treated with 5-HTP showed the behavioral signs of a defensive arousal response characterized by increased heart rate and locomotion. This same treatment, however, produced net inhibition of the tail-induced siphon-withdrawal reflex. It is possible that this effect was mediated by 5-HTP-induced inhibition of polysynaptic pathways between SNs and MNs, which functionally counteracted the 5-HTP-induced facilitation of SN-MN synapses. Therefore although 5-HT release certainly contributes to sensitization of defensive reflexes, it cannot be considered as solely sufficient for the expression of this form of memory.
Overall our data indicate that activation of the serotonergic system contributes both to the arousal response triggered by noxious stimulation (by increasing locomotion and heart rate) and to the facilitation of SN-MN synapses. Insofar as these facilitatory synaptic effects contribute to memory encoding for sensitization, our data suggest that the Aplysia serotonergic system is in a position to ensure that aversive stimuli are efficiently remembered.
Some of the data in this paper have been presented in abstract form (Marinesco et al. 2003
).
| METHODS |
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Wild-caught adult Aplysia californica (Marinus, Long Beach, CA) weighing
250 g were used throughout this study. Animals were housed in tanks containing aerated artificial seawater (ASW) kept at 15°C and fed dried seaweed three times a week. For behavioral experiments involving measurements of heart rate or duration of defensive reflexes, parapodia were removed surgically to gain better access to siphon and heart contractions. Animals were anesthetized in ice-cold ASW for 1 h before surgery and left undisturbed during
5 days before behavioral experiments were undertaken.
To prepare the tissue samples, animals were first anesthetized by injection of 150200 ml of 0.35 M MgCl2 and immediately dissected for removal of the entire CNS without the buccal ganglion. The ganglia were then fixed in 0.4% glutaraldehyde for
30 s and desheathed in 50:50 ASW:0.35 M MgCl2 to expose the neurons. Ganglia were then kept in a recording chamber continuously perfused with ASW [which contained (in mM) 460 NaCl, 55 MgCl2, 11 CaCl2, 10 KCl, and 10 Tris]. In some experiments, the composition of ASW was changed to achieve 0 Ca2+ and high (3 times) Mg2+ concentrations [it contained (in mM) 295 NaCl, 10 KCl, 176 MgCl2 and 10 Trizma]. In each case, ASW was buffered to a pH of 7.6 before use.
Intracellular recordings
Neurons were impaled with intracellular glass micropipettes (515 M
) filled with 3 M KCl. Membrane potential was measured using an Axoclamp 2B amplifier (Axon instruments, Union City, CA), digitized with an ITC-16 AD-DA computer interface (Instrutech, Great Neck, NY), and recorded on computer file with a homemade software written with Igor Pro 4.03 (Wavemetrics, Lake Oswego, OR). To assess synaptic transmission between tail SNs and tail MNs, we recorded intracellularly from one tail SN and one tail MN connected by a synapse as already described in the preceding companion paper (Marinesco et al. 2004
).
In one experiment, we recorded from serotonergic neurons that were prelabeled with 5,7-dihydroxytryptamine, using the same procedure as in the preceding paper (Marinesco et al. 2004
). After intracellular recordings, the same cells were re-impaled with microelectrodes filled with Neurobiotin (5%, Vector Labs, Burlingame, CA) in 1 M KCl. Neurobiotin was injected ionophoretically for 45 min to 1 h (+5-nA pulses, 500-ms duration at 1 Hz) to trace their processes in the pedal ganglion and allow immunohistochemical confirmation of their serotonergic nature. Immunohistochemical labeling of 5-HT and Neurobiotin was performed according to the protocol described in the preceding paper (Marinesco et al. 2004
).
Chronoamperometric detection of neuronal 5-HT release par performed using carbon-fiber microelectrodes implanted in the neuropil of pleural ganglia. A more complete description of the method is given in the preceding paper (Marinesco et al. 2004
) as well as in an earlier study (Marinesco and Carew 2002
).
Behavioral studies
Heart rate, locomotion, and duration of tail-induced siphon withdrawal were assessed in animals treated with 5-HTP or ASW. 5-HTP was diluted into 1 ml of ASW per 50 g body wt and administered at 200 mg/kg by intrahemocoel injections through the foot. Heart rate was measured in freely moving animals using an ultrasound stethoscope (Koven Vasculascope 500, Alliance Medical, Russelville, MO). Heart rate was assessed during several periods of 1 min or 30 s. These values were then averaged to compute the mean heart rate over a 15-min period. To measure locomotion, animals were placed in a circular arena (26.5 cm diam) divided into four quadrants. The number of lines crossed during a 5-min period was taken as an index of the locomotor activity of the animal. Crawling upward so that the animal's head was out of the water was considered one line crossing. The siphon-withdrawal reflex was evoked by a mild tactile stimulus applied to the tip of the tail with a water jet (Teledyne Water Pik, Fort Collins, CO). The duration of the siphon withdrawal was measured between water jet onset and the first signs of siphon relaxation.
Tail-shock was applied to freely moving animals with a suction electrode using one or two 2-s trains of current pulses spaced by 5 s (current pulses were 10 ms, 40 mA applied at 50 Hz through a constant current stimulus isolation unit connected with a S88 stimulator; Grass Medical Instruments, Quincy, MA). When studying the CNS in vitro, electrical stimulation was applied directly to the tail-nerve (P9) through a suction electrode, using one 2-s train of 5-ms, 20-V pulses at 40 Hz applied through a constant voltage stimulus isolation unit connected to a S88 Grass stimulator.
Statistics
Data were presented as means ± SE. Comparisons between two data groups were performed using the Student's t-test for equal or unequal variances as determined by the F test (significance level was P < 0.05). For comparisons among three or more data groups, we used an ANOVA followed by an LSD post hoc test (P < 0.05). Statistics software was the analysis tool-pack of Microsoft Excel 2000 and SPSS for Windows version 10.
| RESULTS |
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5-HTP is the rate-limiting precursor of 5-HT and specifically increases 5-HT synthesis and release as shown by chronoamperometric experiments (Fickbohm and Katz 2000
; Marinesco and Carew 2002
). Because, in the preceding paper, we found most serotonergic neurons in the Aplysia CNS to be tonically active (Marinesco et al. 2004
), we expected 5-HTP to increase tonic 5-HT release throughout the animal.
We assessed 5-HT release evoked by tail-nerve shock in the pleural ganglia of 10 animals that had been previously treated with 5-HTP, trained (1 or 2 tail-shocks spaced by 5 s, see METHODS) and tested for defensive arousal or sensitization in behavioral experiments (see following text). 5-HT release was measured with carbon fiber microelectrodes implanted in the pleural ganglia, 23 h after injection of 5-HTP (200 mg/kg) or its vehicle (ASW). Microelectrodes used to measure 5-HT concentration can also detect 5-HTP, although with a lower sensitivity (
5 times less than for 5-HT). To minimize a possible contamination of the electrochemical signal with 5-HTP, ganglia were perfused for 30 min before beginning the chronoamperometric recordings so that 5-HTP could be washed out of the preparation. Therefore 5-HTP interference in our chronoamperometric recordings seems unlikely. In animals treated with 5-HTP, 5-HT release evoked by tail-nerve shock was increased 25-fold compared with control animals (1641 ± 410 vs. 39 ± 8 nM, n = 5, P = 0.03, Fig. 1). Consistent with a previous study (Marinesco and Carew 2002
), evoked 5-HT release was thus enhanced by this concentration of 5-HTP.
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Effects of 5-HTP on arousal and sensitization of defensive reflexes
We next examined the behavioral effects of an injection of 5-HTP (200 mg/kg) and compared them to those induced by tail-shock. We monitored locomotion, heart rate, and duration of the tail-elicited siphon-withdrawal reflex in different groups of animals. Animals treated with 5-HTP rapidly became active and started locomoting within the testing arena. 5-HTP never elicited inking or produced noticeable manifestations of behavioral compromise. The animals exhibited large repetitive pedal waves characteristic of escape locomotion and crawled over increased distances compared with control animals. Animals tended to crawl along the sides of the arena so that the actual distance they covered was
19.6 cm/line crossing (see METHODS). The number of lines crossed per 5 min was initially low (2 lines/5 min), reflecting the baseline exploratory activity elicited by moving the animals to the experimental arena
30 min before starting the experiment. In control animals injected with vehicle (ASW), the locomotion index fell to 0 after an additional 30 min, suggesting that most animals remained still within the same quadrant when left undisturbed. In these animals, tail-shock increased locomotion to 3.3 ± 0.5 lines/5 min (
64 cm/5 min), reflecting an escape response to the noxious stimulus (Fig. 4A). By contrast, a few minutes after 5-HTP injection, the locomotion index increased steadily to reach 13 ± 0.9 lines/5 min (
255 cm/5 min, Fig. 4A). Tail-shock did not further change the locomotion values in animals that had been treated with 5-HTP.
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Finally, we examined whether 5-HTP alone could produce sensitization of the tail-elicited siphon-withdrawal reflex in the absence of a noxious stimulus (e.g., tail-shock). In control animals injected with ASW, tail-shock increased the duration of the tail-elicited siphon-withdrawal reflex to 176% of its baseline value, showing sensitization of the reflex (Fig. 5A). In animals treated with 5-HTP, however, siphon withdrawal was actually inhibited to 79% of its baseline value (P < 0.01, Fig. 5A). This inhibition was significant compared with postinjection values in vehicle-treated animals (P = 0.02, Fig. 5B). Tail-shock overcame this inhibition, bringing siphon-withdrawal duration to 111% of its preinjection baseline value (Fig. 5B). When siphon-withdrawal reflex duration was normalized to its preshock (i.e., postinjection) values, tail-shock produced similar effects in control and 5-HTP-treated animals (ANOVA followed by LSD post hoc test, not significant at all time points). However, there was a modest trend toward a longer enhancement of the reflex in control animals (significantly enhanced above baseline during 45 min after tail-shock) than in 5-HTP-treated animals (significantly enhanced above baseline during 30 min, ANOVA followed by LSD post hoc test, P < 0.05, Fig. 5C). When sensitization was assessed as the increase from postinjection baseline values to postshock values in both groups of animals, tail-shock produced the same relative change: +4445% increase in siphon-withdrawal duration (Fig. 5C). These data suggest that because tail-shock produced similar reflex enhancement in control and 5-HTP-treated animals, the neuronal circuits responsible for sensitization were not desensitized or antagonized by 5-HTP.
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Given the well-documented role of 5-HT in sensitization, it was surprising that potentiation of 5-HT synthesis and release by 5-HTP produced inhibition of siphon withdrawal. To confirm this result, we increased 5-HT levels in freely moving Aplysia by adding 5-HT (250 µM) in the ambient ASW. This procedure is known to dramatically enhance 5-HT concentration in the hemolymph (Levenson et al. 1999
) and to activate CCAAT enhancer-binding protein, an immediate-early gene implicated in the consolidation of long-term facilitation in tail SNs (Alberini et al. 1994
). Animals placed in 5-HT (250 µM) showed increased locomotion (data not shown) consistent with the behavioral arousal observed after 5-HTP administration. Moreover, the tail-induced siphon-withdrawal reflex was inhibited to about the same extent as by 5-HTP (-30%, P < 0.01; Fig. 6). To determine whether this inhibitory effect could be overcome by higher concentrations of 5-HT, we exposed another group of animals to 500 µM 5-HT in their ambient seawater. We still observed a slight decrease in siphon-withdrawal duration when 5-HT was present in the seawater. However, these animals showed obvious additional behavioral responses in response to such a high concentration of 5-HT, including secretion of a mucus layer that slowly covered their body. It is thus possible that in addition to increasing 5-HT concentrations in the hemolymph, this treatment might have an aversive component capable of interfering with defensive reflexes as well. In contrast, injection of 5-HTP did not produce any behavioral responses indicating that it might be aversive. These results support the view that persistently elevated 5-HT levels in Aplysia have an inhibitory effect on siphon-withdrawal reflex, confirming earlier studies by Fitzgerald and Carew (1991)
. Therefore increased 5-HT release in the Aplysia CNS, in itself, cannot be viewed as solely sufficient to produce behavioral expression of sensitization of defensive reflexes.
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| DISCUSSION |
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Serotonin and arousal
In this study, administration of 5-HTP, which increases 5-HT synthesis, resulted in an increase in tonic 5-HT release in the CNS revealed by an increase in the firing rate of serotonergic neurons in the pedal and abdominal ganglia, facilitation of SN-MN synapses, and an increase in evoked 5-HT release. Therefore 5-HTP treatment resulted in an increase in serotonergic tone in the absence of a noxious stimulation. We found that 5-HTP significantly increased heart rate and locomotion, two behavioral manifestations of defensive arousal in Aplysia (Dieringer et al. 1978
). The fact that 5-HTP injection mimicked the effects of tail-shock on locomotion and heart rate suggests that a major function of the general activation of the Aplysia serotonergic system after noxious stimulation might be to trigger and coordinate the different aspects of defensive behavior. We should note that defensive arousal triggered by noxious stimulation is qualitatively different from food-induced arousal, which is characterized by feeding posture, biting, and increased heart rate (Dieringer et al. 1978
; Jing and Gillette 1995
). Interestingly, the serotonergic metacerebral cells are involved in food-induced arousal, contributing to the enhancement of the rate and magnitude of biting responses (Kupfermann and Weiss 1982
; Rosen et al. 1989
; Weiss et al. 1978
). Thus it appears that different Aplysia serotonergic systems are involved in both appetitive and defensive aspects of arousal. After noxious stimulation, the generalized increase in firing rate in the serotonergic system that we described in the preceding paper (Marinesco et al. 2004
) could be one of the neuronal mechanisms responsible for the coordinated behavioral responses underlying defensive arousal. This function is consistent with the role of the mammalian serotonergic system in arousal, stress, and wakefulness (Adell et al. 1997
; Amat et al. 1998
; Mc Ginty and Harper 1976
). Such a role for 5-HT might have been conserved throughout evolution because of its crucial importance for adaptation and survival.
Differential effects of increased serotonergic tone on defensive reflexes
Interestingly, 5-HTP inhibited tail-induced siphon withdrawal, whereas escape locomotion was enhanced. Such an inhibition of defensive withdrawal reflexes could favor escape from noxious stimuli by suppressing movements not directly involved in locomotion. Indeed, full-body contractions and locomotion are often mutually exclusive in several marine mollusks including Clione limacina (Norekian and Satterlie 1996
). Moreover, relaxation of the siphon could enhance water flow across the gill and thus favor increased respiration during escape locomotion.
After 5-HTP administration, the tail-induced siphon-withdrawal reflex was inhibited despite facilitation of tail SN-MN synapses and increased SN excitability, two major neuronal correlates of sensitization in Aplysia. A similar dissociation between cellular and behavioral measures of memory had already been described during habituation of the tail-induced siphon-withdrawal reflex (Stopfer and Carew 1996
). Such dissociations support the view that sensitization is coded at multiple neuronal sites within the reflex circuits and not only at SN-MN synapses (see reviews by Barbas et al. 2003
; Frost et al. 1988
; Trudeau and Castellucci 1992
, 1993
). Indeed, 5-HT produces both facilitatory and inhibitory effects in the reflex circuit. Whereas 5-HT is known to facilitate monosynaptic SN-MN transmission (Brunelli et al. 1976
; Glanzman et al. 1989
; Mercer et al. 1991
), it has also been shown to depress several polysynaptic pathways between SNs and MNs (Barbas et al. 2003
; Bristol et al. 2001
; Cleary et al. 1995
; Fischer et al. 1997
; Frost and Kandel 1995
; Frost et al. 1988
; Storozhuk and Castellucci 1999
; Trudeau and Castellucci 1992
, 1993
; Xu et al. 1995
). It is possible that, after 5-HTP treatment, 5-HT-induced inhibition of some of these polysynaptic pathways could have counteracted facilitation of SN-MN synapses, thereby producing net behavioral inhibition of the reflex.
Interestingly, tail-shock overcame 5-HTP-induced inhibition of the reflex and induced significant sensitization. It is unlikely that this reversal of 5-HTP inhibitory effects could result from the actions of 5-HT released by tail-shock. 5-HTP alone facilitated SN-MN synapses and increased SN excitability and the firing rate of serotonergic neurons to a similar (or even larger) extent than comparable cellular effects after tail-shock in control animals. These results suggest that 5-HTP probably increased tonic 5-HT release to a level comparable to the evoked 5-HT release after tail-shock. Although a quantitative assessment of the basal 5-HT concentrations after 5-HTP and after tail-shock would help clarify this issue, it seems that the behavioral inhibition observed after 5-HTP cannot be attributed to insufficient levels of 5-HT.
A more plausible interpretation of the observed reversal of 5-HTP effects is that tail-shock triggered the release of other, nonserotonergic, neurotransmitters or modulators within the reflex circuit. The importance of such nonserotonergic factors can be illustrated by L29 interneurons. L29s are nonserotonergic excitatory interneurons in the abdominal ganglion that convey up to 40% of the excitation triggered by a tactile stimulus on the tail to LFS siphon MNs (Fischer and Carew 1993
; Hawkins and Schacher 1989
; Kistler et al. 1985
). L29
LFS synapses are inhibited by 5-HT, but during sensitization training, a subset of these cells fire in direct response to tail-shock, giving rise to posttetanic potentiation that overcomes 5-HT-induced inhibition (Bristol et al. 2001
). Thus activity in the reflex circuit can counteract at least some inhibitory effects of 5-HT. Other factors important for sensitization might be nonserotonergic neuromodulatory molecules such as small cardiac peptide (Abrams et al. 1984
). Overall, the reversal of 5-HTP-induced reflex inhibition by tail-shock suggests that 5-HT release might not be solely sufficient for the induction of sensitization but could require the synergistic action of other neurotransmitters or neuromodulators within the reflex circuit.
Finally, it is possible that 5-HT-induced inhibition recovers quickly after 5-HT release in contrast to facilitation of SN-MN synapses, which has been shown to persist
1520 min and even up to several days after 5-HT application (Brunelli et al. 1976
; Casadio et al. 1999
; Cleary et al. 1998
; Scholz and Byrne 1987
; Sutton and Carew 2000
). Because 5-HT release evoked in the CNS by sensitizing stimuli is quite short-lasting (3040 s) (Marinesco and Carew 2002
), it is possible that 5-HT first induces a transient net inhibition of the reflexes that diminishes after a few minutes to be later replaced by sensitization (i.e.: longer-lasting facilitation of SN-MN synapses). In support of this view, long-term sensitization observed 24 h after sensitizing stimuli, is correlated with long-term facilitation expressed at SN-MN synapses, whereas interneuronal connections inhibited by 5-HT appear unchanged after such a delay (Cleary et al. 1998
). Moreover, transient inhibition has often been observed shortly after tail-shock, before sensitization is fully expressed (Mackey et al. 1987
; Marcus et al. 1988
; Wright et al. 1991
), and could be mediated at least in part by 5-HT (Fitzgerald and Carew 1991
). Therefore the immediate inhibitory effect of 5-HT on tail-induced siphon-withdrawal reflex, expressed in a context of increased escape locomotion, is not inconsistent with the important role of this amine in the induction of sensitization.
Serotonergic neurons can contribute to both arousal and memory
Collectively, the present study and the preceding paper (Marinesco et al. 2004
) indicate that a large number of interconnected serotonergic neurons are activated by noxious stimulation and that this generalized serotonergic activation in intact animals is sufficient to produce both defensive arousal and facilitation of SN-MN synapses, which ultimately contribute to encoding memory for sensitization. An interesting feature of the distributed serotonergic network identified in this study is that some individual neurons appear to contribute both to the defensive arousal response and to the encoding of at least one component of sensitization, synaptic facilitation. A good example of identified neurons shared between arousal and memory circuits might be the CC3/CB1 cells. These neurons project extensively to abdominal serotonergic neurons such as RBhe and to a significant number of pedal serotonergic neurons through monosynaptic excitatory connections. When CC3/CB1 neurons fire in response to noxious stimulation, they likely contribute to spreading excitation to other serotonergic neurons involved in defensive arousal like parapodia-opener-phase-like cells or RBhe and lead to a global serotonergic response in the CNS. CC3s (CB1s) could therefore serve as an "aversive stimulus" detector and trigger the coordinated neurochemical processes underlying defensive behavior. A similar function is commonly attributed to mammalian noradrenergic neurons in the locus coeruleus that seem to respond best to novel or aversive stimuli (Sara and Segal 1991
; Vankov et al. 1995
; review in Foote et al. 1983
). In addition to their role in arousal, exciting other serotonergic neurons, CC3/CB1 neurons have been directly implicated in sensitization. They fire in response to tail-shock and their intracellular activation can facilitate siphon SN-MN synapses (Mackey et al. 1989
).
The fact that specific neurons in the Aplysia CNS can, in principle, contribute to both arousal and memory formation is reminiscent of studies of fear conditioning in mammals. For example, the amygdala, which is involved in the encoding of emotionally arousing stimuli, also contributes to memory consolidation (Davis and Whalen 2001
; LeDoux 2000
; McGaugh et al. 2000
; Zald 2003
). Likewise, the nucleus of the solitary tract is critically involved in the regulation of heart rate and cardiovascular tone, as well as vagal motor control, and contributes to the adaptive responses to stressful stimuli. Noradrenergic neurons in this nucleus have also been shown to participate in the encoding of fearful memories (Clayton and Williams 2000
; Williams and McGaugh 1993
; Williams et al. 2000
). Finally, stress hormones like corticosterone and epinephrine, which were first identified for their role in the fight-or-flight response through the regulation of cardiovascular tone or glucose metabolism, also improve the consolidation of fear memories, probably by influencing central noradrenergic systems (reviewed in Clayton and Williams 2000
; McGaugh and Roozendaal 2002
; McIntyre et al. 2002
; Roozendaal et al. 1999
). Therefore it is possible that sharing neuronal elements between arousal and memory circuits is a common strategy conserved through evolution to ensure that emotionally arousing stimuli are readily remembered.
| GRANTS |
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| ACKNOWLEDGMENTS |
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| FOOTNOTES |
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Address reprint requests and other correspondence to: T. J. Carew, Department of Neurobiology and Behavior, CNLM, University of California, Irvine, CA 92697-4550. (E-mail: tcarew{at}uci.edu).
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