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J Neurophysiol (December 1, 2002). 10.1152/jn.00698.2001
Submitted on 20 August 2001
Accepted on 2 August 2002
1Department of Otolaryngology, Washington University School of Medicine, St. Louis, Missouri 63110; and 2Department of Electronic Engineering, Chubu University College of Engineering, Kasugai, Aichi 487-8501, Japan
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ABSTRACT |
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Hirata, Y.,
J.
M. Lockard, and
S. M. Highstein.
Capacity of Vertical VOR Adaptation in Squirrel Monkey.
J. Neurophysiol. 88: 3194-3207, 2002.
Squirrel monkeys were trained using newly developed
visual-vestibular mismatch paradigms to test the asymmetrical
simultaneous induction of vertical vestibuloocular reflex (VOR) gain
changes in opposite directions (high and low) either in the upward and downward directions or in response to high- and low-frequency stimuli.
The first paradigm consists of sinusoidal head movement [A
sin(
t)] and a full rectified sinusoidal optokinetic
stimulus [±|A sin(
t)|], whereas the
second paradigm consists of the sum of two sinusoids with different
frequencies {A sin(
1t) + A sin(
2t) for head
motion and ±[A
sin(
1t)
A
sin(
2t)] for the optokinetic stimulus,
1 = 0.1
,
2 = 5
}. The first paradigm induced a half rectified sinusoidal eye-velocity trace, i.e., suppression of the VOR
during upward head motion and enhancement during downward head motion
or vise versa, whereas the second paradigm induced suppression of the
VOR at the low-frequency
1 and enhancement at
the high-frequency
2 or vise versa. After
4 h of exposure to these paradigms, VOR gains of up and down or
high and low frequency were modified in opposite directions. We
conclude that the monkey vertical VOR system is capable of up-down
directionally differential adaptation as well as high-low frequency
differential adaptation. However, experiments also suggest that these
gain controls are not completely independent because the magnitudes of
the gain changes during simultaneous asymmetrical training were less
than those achieved by symmetrical training or training in only one of
the two components, indicating an influence of the gain controls on
each other. These results confine the adaptive site(s) responsible for
vertical VOR motor learning to those that can process up and downward
or low- and high-frequency head signal separately but not completely independently.
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INTRODUCTION |
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The vestibuloocular
reflex (VOR) has been extensively employed to investigate sensory-motor
transformations and motor learning. Most studies have been performed
from a simple linear system point of view, evaluating gain and phase in
response to a sinusoidal or step stimulus, although various kinds of
nonlinearities have been reported. A few studies have examined
nonlinear dynamics of VOR motor learning by adapting the VOR using
high-acceleration (Clendaniel et al. 2001
) or
high-frequency stimuli (Raymond and Lisberger 1996
).
Clendaniel et al. (2001)
documented the differential VOR
adaptation of the acceleration step and velocity plateau segments of a
step of head motion.
Up-down asymmetries in vertical (V) eye movements have been well
documented (Darlot et al. 1981
; Demer
1992
; Matsuo and Cohen 1984
; Matsuo et
al. 1979
; Murasugi and Howard 1989
). Although the peak velocity of upward and downward vestibular-evoked slow phases
are roughly equal in magnitude, the duration of downward slow phases is
generally shorter (Matsuo and Cohen 1984
). Optokinetic reflex (OKR) upward slow phases have a closer relationship to stimulus velocity and a generally more regular and higher nystagmus beat frequency than their downward counterparts (Matsuo and
Cohen 1984
). These are another type of nonlinearity that may
provide insight into the control mechanisms of the VVOR. Currently, we questioned whether these up-down asymmetries extend to the ability to
modify the up-down VOR gains differentially. The frequency dependency
of VOR adaptation has also been documented (Collewijn and
Grootendorst 1979
; Godaux et al. 1983
;
Hirata et al. 2000
; Lisberger et al.
1983
; Powell et al. 1991
; Raymond and
Lisberger 1996
). Training using a particular frequency causes
changes in VOR gain not only at the trained frequency but at adjacent
frequencies as well. The magnitude of the VOR gain change at the
trained frequency is always greater than that at the untrained
frequency, and training at a higher frequency induces VOR gain changes
in a wider frequency range around the trained frequency (Raymond
and Lisberger 1996
). Currently we further questioned whether
VOR adaptation could modify low-high-frequency VOR gains differentially.
Herein we demonstrate that gains of the up- and downward VOR and of the
low- and high-frequency VOR can be modified in opposite directions
simultaneously (one to high gain, the other to low gain). We also
demonstrate that the gain controls of up and downward VOR and those of
low- and high-frequency VOR are not completely independent. These
experimental results confine the adaptive site(s) responsible for
vertical VOR motor learning to those that can process up and downward
or low- and high-frequency head signals separately or specifically but
not completely independently. The necessity of the cerebellar circuit
to achieve these adaptations is discussed based on anatomy of VVOR. A
preliminary report has been presented (Hirata et al.
2000
).
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METHODS |
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Subjects and experimental setup
Five adult squirrel monkeys weighing between 750 and 900 g were utilized for these experiments. Animals were placed in a primate chair daily for several weeks before any surgery was performed to acclimatize them to the experimental setup. For head fixation, a stainless steel bolt was secured to the occiput using small, stainless steel screws and dental cement. For eye-movement recording by the scleral search coil technique, a prefabricated eye coil constructed of Teflon-insulated stainless steel wire (Cooner) was implanted under the conjunctiva at the limbus of either eye and sutured to the sclera, and the twisted ends of the coil wire led to an occipital plug. All surgery was performed in a sterile operating suite using induction by ketamine and inhalation anesthesia using isoflourane. All wounds were treated daily with antibiotics. The Animal Welfare and Use Committee of Washington University approved all procedures and experiments.
Animals were seated in a primate chair with their heads fixed in the
center of a magnetic field generated by two sets of field coils driven
in quadrature. The eye-coil output was led to a phase-locked detector
the output of which gave signals proportional to horizontal and
vertical eye position. The chair was placed in the center of a white
cylindrical screen 1 m in diameter (extending 36 cm above and 50 cm below the animal's head) on which black random dots were projected.
This is the optokinetic stimulus (OKS). The right side of the animal
was placed down so that rotation of the chair and the OKS about an
earth vertical axis produced up- or downward nystagmus. The axis of the
chair and the OKS rotations were aligned with the animal's interaural
axis. Vertical and horizontal eye velocities were calibrated assuming
that their gain during VOR in light at 0.5 Hz is unity (Page
1983
). Horizontal and vertical eye position, OKS velocity, and
chair velocity were continuously digitized at a sampling frequency of
200 Hz with the use of a CED 1401 interface (Cambridge Electronic
Design) for display and storage using the Spike-2 program.
Animals were exposed in the following visual-vestibular interaction paradigms to modify their VOR gains.
Up-down asymmetrical visual-vestibular interaction
Three monkeys (1-3) were used. In this paradigm, the
vestibular chair velocity was an 0.5-Hz sinusoid with an amplitude of 40°/s [40 sin(
t)] while the OKS movement was a
full-rectified 0.5-Hz sinusoid with the same amplitude [|40
sin(
t)| or
|40 sin(
t)|]. When OKS
is |40 sin(
t)|, it moves in-phase with upward head
motion and is 180° out-of-phase during downward head motion (Fig.
1A). Thus to reduce image slip
on the retina, the animal's VOR in response to upward head motion
should be suppressed while its VOR in response to downward head motion
should be enhanced. Conversely, when the OKS is
|40
sin(
t)| (Fig. 1B), the VOR in response to
upward head motion should be enhanced while that to downward head
motion should be suppressed. The former paradigm is called up
suppression-down enhancement (Up-Sup/Dn-Enh) and the latter, up
enhancement-down suppression (Up-Enh/Dn-Sup).
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To test dependencies between up- and downward VOR adaptation, one of the monkeys (1) was trained by the following up or down alone paradigms: in the up suppression-down dark (Up-Sup/Dn-Dk) paradigm, the chair and the OKS movements are the same as those in the Up-Sup/Dn-Enh paradigm except that the OKS projection light was blanked (i.e., no OKS, chair rotates in dark) during downward head motion. Thus to reduce image slip on the retina, the animal's VOR in response to upward head motion only should be suppressed while no modification is required for its VOR in response to downward head motion. Similarly, in up enhancement-down dark (Up-Enh/Dn-Dk) paradigm, the chair and the OKS move in the same way as in the Up-Enh/Dn-Sup paradigm except that the OKS projection light was blanked during downward head movement. Likewise, in up dark-down suppression (Up-Dk/Dn-Sup) and up dark-down enhancement (Up-Dk/Dn-Enh) paradigms, the OKS projection light was blanked during upward head rotation while the OKS moves in phase (Up-Dk/Dn-Sup) or 180° out of phase (Up-Dk/Dn-Enh) with the chair, respectively.
These results were compared with our previous results on behavioral
experiments (Hirata and Highstein 2001
) in which three monkeys (3, 4, 5) were trained by using ordinal symmetrical
visual-vestibular mismatch paradigms as follows: in the VOR-suppression
(VORs) paradigm, the chair and the OKS move in phase, whereas in the
VOR-enhancement (VORe) paradigm, they move 180° out of phase. The
chair movement is the same as in the other paradigms mentioned in the
preceding text.
Low-high-frequency-independent visual-vestibular interaction
Three monkeys (1, 2, 4) were used. In this paradigm,
the chair movement consists of a sum of 0.05- and 2.5-Hz sinusoids with a maximum amplitude of 40°/s [20 sin(0.1
t) + 20 sin(5
t)] while the OKS is a combination of the same
sinusoids but with different signs [20 sin(0.1
t)
20 sin(5
t) or
20 sin(0.1
t) + 20 sin(5
t)]. When OKS is 20 sin(0.1
t)
20 sin(5
t) (Fig. 8A), the low-frequency components of head and OKS movements are in phase, whereas the high-frequency components are 180° out of phase. To reduce retinal slip during this paradigm, the animal's VOR in response to
low-frequency head motion should be suppressed and that to
high-frequency head motion should be enhanced. On the other hand, when
OKS is
20 sin(0.1
t)+20 sin(5
t) (Fig.
8B), the low-frequency components are 180° out of phase,
requiring an enhancement of the low-frequency VOR, whereas the
high-frequency components are in phase requiring suppression of the
high-frequency VOR. We call the former paradigm low-frequency
suppression-high-frequency enhancement (Lo-Sup/Hi-Enh) and the latter
low-frequency enhancement-high-frequency suppression (Lo-Enh/Hi-Sup).
To test dependencies between low- and high-frequency VOR adaptations, one of the monkeys (2) was trained by using the following low- or high-frequency alone paradigms: low-frequency suppression (Lo-Sup) and high-frequency suppression (Hi-Sup) paradigms are VORs at 0.05 and 2.5 Hz, respectively, whereas low-frequency enhancement (Lo-Enh) and high-frequency enhancement (Hi-Enh) paradigms are VORe at 0.05 and 2.5 Hz, respectively.
Animals were trained by using these paradigms for at most 4 h/day. Amphetamine sulfate (0.3 mg/kg) was given orally 30 min before the training began to maintain a constant level of alertness. For the up-down asymmetrical training, VOR in dark (VORd) at 0.5 Hz was recorded for 1 min before and 0.5, 1, 2, 3, and 4 h after the beginning of the training to measure VOR gains of up and down head movements, phase and a DC eye-velocity bias (see following text for measurement of up- and downward VOR gains, phase and the DC bias). For the low-high-frequency asymmetrical training, VORd at 0.05 and 2.5 Hz were recorded for 1 min each before and 0.5, 1, 2, 3, and 4 h after the beginning of the training to measure gains, phases, and DC eye-velocity bias at these frequencies.
Data analysis
To calculate the VOR gains, phases and the DC biases, the
following regressions were applied to data recorded during the VOR in
darkness (VORd)
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(t). A is the
VOR gain and B is the DC offset in eye velocity that was
close to 0 before adaptation in most cases.
seconds is the delay
time between head and eye velocity and was globally searched to obtain
the minimum squared sum of
(t). The phase shift was calculated as 18
and 900
° for 0.05 and 2.5 Hz of the
stimulus, respectively. Aup and
up(t) are the gain of VOR
responding to upward head motion (the upward VOR gain), and the error
term, respectively, whereas Adw and
dw(t) are those for downward head motion (the downward VOR gain and the error).
Bup-dw is the DC bias of eye velocity,
and it is estimated simultaneously with Aup and
Adw to minimize squared sum of
up(t) plus that of
dw(t).
Retinal image slip was evaluated to quantify the animals' performances in each paradigm. Retinal slip velocity was calculated as OKS velocity - chair velocity - eye velocity after the traces were desaccaded, then averaged over each cycle for the initial 30 min of the training. For the Up-Sup/Dn-Enh and Up-Enh/Dn-Sup paradigms, amplitudes and phases of the retinal slip during up- and downward head movements were estimated by fitting a different 0.5-Hz sinusoidal wave to the desaccaded and averaged retinal slip velocity in each half cycle by adjusting amplitude and phase of each sinusoid. To estimate the amplitude and phase of retinal slip velocity at low- and high-frequency independently for the low-high-frequency asymmetrical paradigms, the sum of two sine waves (0.05 and 2.5 Hz) were fit to the desaccaded and averaged retinal slip velocity by adjusting the amplitude and phase of each sinusoid. Matlab (Mathworks) nonlinear optimization method was utilized for the curve fittings.
Theoretical predictions
Theoretical analyses were executed to predict how the VOR system
might adapt to up-down asymmetrical visual-vestibular interaction to
minimize retinal slip. Four possibilities were considered: the up and
down VOR systems have a common gain control, independent gain controls,
a common gain and a phase control, and independent gain and phase
controls. A DC eye-velocity control element is available in all the
four conditions. This is based on the fact that Y group neurons and
flocculus Purkinje cells change their DC firing rates in parallel with
VVOR gain (Hirata and Highstein 2001
; Partsalis
et al. 1995b
). Optimal VOR gain or/and phase and a DC bias that
minimize squared sum of retinal slip velocity during the Up-Enh/Dn-Sup
and Up-Sup/Dn-Enh paradigms were estimated under each of four
conditions. The same kind of theoretical analyses were executed to
predict how the VOR system might adapt to the low-high-frequency
asymmetrical visual-vestibular interaction paradigms. The same four
possibilities were considered, namely, a common gain control,
independent gain controls, a common gain and phase control, and
independent gain and phase controls for low- and high-frequency VOR
systems. A DC eye-velocity control element is again available in these
four conditions as in the case of up-down asymmetrical adaptation.
Under these conditions, optimal VOR gains and/or phases and a dc
component that minimize squared sum of retinal slip velocity were
estimated. See APPENDIX for further description.
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RESULTS |
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In keeping with our previous convention (Partsalis et al.
1995a
,b
), eye movement during training of the VOR by
visual-vestibular mismatch stimuli is denoted as a "rapid
modification of the VOR;" change in VOR in the dark (VORd) tested
between the inception of training and 4-6 h is denoted as an "acute
learning" or "acute adaptation of the VOR." VORd changes
following long-term wearing of lenses are denoted as "chronic
learning" or "chronic adaptation of the VOR." VOR gain always
refers to gain in the dark, and up- or downward VOR gain refers to VOR
gain during upward or downward head motion (not eye), respectively.
Up-down asymmetrical VOR adaptation
Figure 1 illustrates examples of eye movements (rapid modification of the VOR) during up-down asymmetrical VOR adaptation training. In Fig. 1A, stimuli require the animal to suppress eye velocity when the head moves upward and to enhance eye velocity when the head moves downward (Up-Sup/Dn-Enh). One in B is just the opposite or Up-Enh/Dn-Sup. Only two cycles of stimulus are shown. In both A and B, head velocity is a 0.5-Hz sinusoid, while the OKS moves exclusively upward in A and downward in B. In A the VOR is suppressed during upward head movement and enhanced during downward head movement. In B the converse is true as the VOR is enhanced during upward head movement and suppressed during downward head movement. Performance of all monkeys so tested was qualitatively similar, therefore monkeys are capable of the rapid modification of the VOR required by these paradigms (cf. Fig. 2).
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Figure 1 also suggests that animals are better able to perform the suppression half cycles of these asymmetrical paradigms than the enhancement half cycles. Namely, during suppression the actual eye velocity is close to the required eye velocity of zero. However, during the enhancement half cycles the actual eye velocity is much less than the required eye velocity of 80°/s at the peak head velocity of 40°/s. These performance features of the VOR rapid modifications during up-down asymmetrical paradigms are plotted in Fig. 2.
Figure 2 is a polar diagram of retinal slip velocity during rapid modifications of the VOR in the Up-Sup/Dn-Enh and Up-Enh/Dn-Sup paradigms. Amplitudes and phases of retinal slip velocity desaccaded and averaged over the initial 30 cycles in each paradigm were plotted as the radius and angle of the diagram, respectively. Results from three monkeys (1- 3) are superimposed. Figure 2 emphasizes that neither suppression nor enhancement is perfect. If they were to be perfect, there would be no retinal slip. It is also apparent as suggested by Fig. 1, that the retinal slip required by the suppression portion (plots in right hemisphere) of the asymmetrical paradigms is always smaller than that required by the enhancement portions (plots in left hemisphere) in individual animals.
To compare with performance of rapid VOR modification in conventional symmetrical training, retinal slip amplitude and phase during VORe and VORs at 0.5 Hz were plotted as filled symbols. The amplitude and phase of retinal slip during VORs are comparable with those of upward head motion during the Up-Sup/Dn-Enh paradigm and downward head motion during the Up-Enh/Dn-Sup paradigm. In contrast, the amplitude of retinal slip during VORe is significantly smaller than that of upward head motion during the Up-Enh/Dn-Sup and that of downward head motion during the Up-Sup/Dn-Enh paradigm. In fact, the amplitudes of retinal slip of up- and downward head motion during VORs are almost the same as those during VORe. Thus monkeys' rapid VOR modification performance during the up-down asymmetrical paradigms is degraded during the enhancement half of the asymmetrical paradigms while their performance during the suppression half is unchanged in comparison with the symmetrical paradigms.
Figure 3 illustrates examples of eye velocity during VORd before and after 4 h of up-down asymmetrical training. A is Up-Sup/Dn-Enh and B, Up-Enh/Dn-Sup. In both A and B, desaccaded eye-velocity traces averaged over 30 cycles (1 min) before and after training are superimposed with head velocity. In A, during up head motion (0-1 s), the eye velocity after training is smaller in amplitude than before training, whereas during downward head motion (1-2 s), eye velocity after training is larger. VOR gains during upward head motion before and after training are 0.96 and 0.77, respectively, whereas those of downward head motion are 0.88 and 1.06, respectively. In contrast, eye velocity after training with the Up-Enh/Dn-Sup paradigm in B is larger during upward head motion and smaller during downward head motion than before the training. In this case, VOR gains of upward head motion before and after the training are 0.97 and 1.17, respectively, whereas those of downward head motion are 0.96 and 0.66, respectively. Note that there is a slight upward DC eye-velocity shift (intersection at 1 s) in A (Up-Sup/Dn-Enh) and a downward shift in B (Up-Enh/Dn-Sup) after 4 h adaptation (cf. Fig. 5). The gray shadow indicates a period in which the number of cycles to calculate the average eye velocity was <3 due to saccades and postsaccadic drifts.
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Figure 4 illustrates the learning curves
of upward and downward VOR gains, phases, and DC eye-velocity biases
measured in darkness. The abscissa is the training time in hours and
the ordinate is changes in upward (Up: black line) and downward (Dn:
gray line) VOR gain (A and B), phase angle in
degrees (C and D) and DC eye velocity in degrees
per second (E and F) from the initial states (before the training). Results from three animals are superimposed. In
A, C, and E, the Up-Sup/Dn-Enh training was
executed three times in animal 1 (solid line) and one time
each in animals 2 (broken line) and 3 (dashed
line) to evaluate the repeatability of results in the same animal and
their generality in different animals. Similarly in B, D,
and F, the Up-Enh/Dn-Sup training was executed four times in
animal 1 (solid line) and one time each in animals
2 (broken line) and 3 (dashed line). Same symbols in
black and gray traces indicate samples from the same experimental session. Note that there is some variability in the learning curves indicated in A and B. Variability in ordinal
symmetrical VOR learning versus time plots has previously been reported
(Raymond and Lisberger 1996
), and the present
experiments also manifest this variability during asymmetrical
learning. The initial VOR gains in A range from 0.87 to 0.96 (mean 0.92 ± 0.03 SD) for upward head motion and from 0.77 to
0.97 (0.87 ± 0.07) for downward head motion, whereas in
B, they range from 0.75 to 0.97 (0.87 ± 0.09) for
upward head motion and from 0.82 to 0.96 (0.86 ± 0.05) for
downward head motion. The initial phase shifts in C range
from
1.80 to 3.60° (0 ± 2.11 SD), and those in D,
range from
1.80 to 2.70° (
0.60 ± 1.77). The initial DC eye
velocities in E range from
3.26 to 4.49°/s (0.93 ± 3.27), and those in F range from
5.54 to 8.29°/s (3.81 ± 5.26).
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In Fig. 4A, VOR gains in response to upward head motion decreased and those to downward head motion gradually increased during the Up-Sup/Dn-Enh training, whereas in B, those to up and down head motion increased and decreased, respectively, during the Up-Enh/Dn-Sup training. Therefore monkeys are capable of changing up- and downward VOR gains in opposite directions simultaneously. This provides direct evidence that there are separate gain control mechanisms for the up- and downward VOR. The average gain change following 4 h of acute asymmetrical training was about 0.2. VOR phases remained close to zero as illustrated in C and D. There was a slight DC bias upward following Up-Sup/Dn-Enh training (E), whereas the opposite paradigm did not produce an equivalent downward bias (F).
Theoretical analyses were executed to predict how the VOR system might
adapt to the Up-Sup/Dn-Enh and Up-Enh/Dn-Sup paradigms (cf.
APPENDIX). Figure
5 illustrates the predictions of eye
movements after adaptation to the Up-Sup/Dn-Enh (A) and
Up-Enh/Dn-Sup paradigms (B) assuming that the up- and
downward VOR systems share a common gain control and a DC bias control
mechanism (Com. gain ctrl.). The estimated optimal gain and DC bias
that minimize the error [difference between an ideal VOR producing no
retinal slip (thin line) and an adapted VOR (thick line)] are 1 and
25.452°/s, respectively, for Up-Sup/Dn-Enh training and 1 and
25.452°/s, respectively, for Up-Enh/Dn-Sup training. The result
predicts that if monkeys do not have separate gain control mechanisms
for up and down VOR, the best strategy would be to generate a DC bias
without changing the VOR gain. The direction of the dc shift after
Up-Sup/Dn-Enh adaptation is upward (A) while that after
Up-Enh/Dn-Sup adaptation is down (B). As can be seen, even
in the optimal case, the error does not become 0. The results are
summarized in Table 1, Com. gain ctrl.
Com. gain/phase ctrl. in Table 1 shows that even if animals can change
the VOR phase together with a common gain and a DC bias control element
shared by up and downward systems, the best strategy to minimize the
error would be to keep the phase shift at 0 with the gain 1 and the DC
bias 25.452°/s similar to Com. gain ctrl. On the other hand, if
animals have separate gain control for up and down VOR (Ind. gain ctrl.
in Table 1), then the best strategy would be to decrease the VOR gain
during upward head movement to 0 and increase the gain during downward
head movement to 2 for Up-Sup/Dn-Enh. For Up-Enh/Dn-Sup, the best
strategy would be to increase the VOR gain during up head motion to 2 and decrease gain during down head motion to 0. In both cases, the error can be minimal. Even if animals have independent phase control of
the VOR as well as separate gain controls for up and down VOR (Ind.
gain/phase ctrl, Table 1), the best strategy to minimize error would be
to keep the phase shift at 0.
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Results in Table 1 only predict the final optimal states when VOR gain
adaptation was completed under the Up-Sup/Dn-Enh or Up-Enh/Dn-Sup
paradigm and do not provide information during the ongoing adaptation.
Table 2 summarizes phases and DC bias
that minimize the error during ongoing Up-Sup/Dn-Enh and Up-Enh/Dn-Sup adaptation under the Ind. gain/phase ctrl. condition in Table 1 when up
and downward VOR gains are between 0 and 2. Before the Up-Sup/Dn-Enh
training, i.e., when both the up and downward VOR gains are 1, the
minimum error is obtained when the dc bias is a positive value
(25.452°/s) and the phase shift is 0°. From that point, the error
decreases to a global minimum as up and downward VOR gains get closer
to 0 and 2, respectively, while the optimum phase stays constant and
the optimum DC bias decreases to 0. On the other hand, before the
Up-Enh/Dn-Sup training, the error is minimized by a negative DC bias
(
25.452°/s) and a phase shift of 0°. The error gets closer to the
global minimum as the up and downward VOR gains get closer to 2 and 0, respectively, while the optimum phase stays at 0 and the optimum DC
bias increases from the negative value to 0. The optimum DC bias that
minimizes the error depends on the values of the up- and downward VOR
gains while the optimum phase is always 0. The results predict that a
DC eye-velocity bias would be produced in the VORd while monkeys are
adapting to the Up-Sup/Dn-Enh or Up-Enh/Dn-Sup paradigm as demonstrated
in Fig. 4. No phase shift is expected even if the VVOR system has
separate phase control mechanisms for up- and downward head movements.
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We next investigated the independency of these putative, separate gain control mechanisms. If up and down gain controls are not independent, it might be expected that a larger gain decrement in the upward VOR would accompany a smaller gain increment or even a decrement in the downward VOR gain during Up-Sup/Dn-Enh training or vice versa. To evaluate this potential dependency, experiments were designed with the usual stimulus for asymmetrical training except the visual scene was blanked during specific half cycles of the head-velocity stimulus. For example, the visual stimulus moved with the head during upward head movement causing VOR suppression, but there was no visual stimulus during downward head motion. Results of 4 h of training using the four permutations of this approach are plotted in Fig. 6. In all cases, the gain of the untrained half cycle was pulled in the direction of the change caused by the training in the trained half cycle. For example, in A, Up-Sup/Dn-Dk training, the animal was asked to suppress its VOR during upward head movement, while there was no visual stimulus during downward head movement. The VOR gain during the half cycle of upward head movement steadily decreased as did that in the untrained half cycle, even though there was no visual stimulus. In B, Up-Enh/Dn-Dk training, the animal was asked to enhance its VOR during upward head movement, but there was no visual stimulus during downward head movement. VOR gain steadily increased during both the trained and untrained half cycles. This parallel change of gain in the untrained half cycles toward that resulting from the training was seen during all four permutations (A-D). This suggests that the gain controllers for the VOR during up- and downward head movement are not completely independent but influenced each other.
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To further evaluate this dependency, we compared the gain changes during asymmetrical training with those produced by symmetrical training. Because dependencies between up- and downward VOR gain changes have now demonstrated, smaller magnitudes of VOR gain change during the asymmetrical training might be expected when compared with those caused by ordinal, symmetrical training. Figure 7 overlays the results of symmetrical VOR training with that of asymmetrical training illustrated in Fig. 4, A and B. In spite of the noted variability in results, the magnitude of the averaged gain change produced by symmetrical training exceeded that produced by asymmetrical training at all time points. This suggests that, although there may be separate gain control mechanisms for up- and downward head movements, they are not completely independent. There were little changes in phase and DC bias during symmetrical training (not illustrated).
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Low-high-frequency asymmetrical adaptation
Three monkeys (1, 2, 4) were used in the asymmetrical frequency training experiments. Two of them (1 and 2) are the same animals that were used for the up-down asymmetrical training.
Figure 8 illustrates examples of eye movements in response to low-high-frequency asymmetrical visual-vestibular interaction stimuli. One cycle of the stimulus (20 s) is shown. During the Lo-Sup/Hi-Enh paradigm in A, the animal suppressed eye movements at the low-frequency (0.05 Hz) stimulus and enhanced them only partially at the high-frequency (2.5 Hz) one. During the Lo-Enh/Hi-Sup paradigm in B, eye movements at the low frequency were enhanced while those at the high frequency were only partially suppressed. The same tendency in the performance of the rapid modifications was found in the other animals, as summarized in Fig. 9.
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Figure 9 plots the performance of the rapid modifications of the VOR resulting from asymmetrical frequency training as retinal slip. As seen in the example in Fig. 8, retinal slip amplitudes of the high-frequency component (black symbols) are greater than those of the low-frequency component (gray symbols). In contrast to up-down asymmetrical training, retinal slip required by the suppression portions of these paradigms (plots in right hemisphere) was not less than that required by enhancement (plots in left hemisphere). Further, the phase shifts were more pronounced than during up-down training.
Retinal slip velocity amplitude and phase during VORe and VORs at high and low frequency were plotted as filled symbols to contrast them with the performance of rapid VOR modification in low-high asymmetrical frequency paradigms. Retinal slip during VORs at high frequency (Hi-Sup, filled black square) is comparable with that during Lo-Enh/Hi-Sup at high frequency (open black circles). The same is true for retinal slip during VORe at high frequency (Hi-Enh, filled black triangle) and that during Lo-Sup/Hi-Enh at high frequency (black crosses). In contrast, retinal slip during VORs at low frequency (Lo-Sup, filled gray square) and VORe at low frequency (Lo-Enh, filled gray triangle) are significantly smaller than that during the Lo-Sup/Hi-Enh (gray crosses) and Lo-Enh/Hi-Sup paradigms at low frequency (open gray circles). Further, retinal slip during the Lo-Enh/Hi-Enh paradigm in which the animal was asked to make rapid VOR modification at low and high frequencies in the same direction (high gain) simultaneously is plotted as black (high-frequency) and gray stars (low frequency). Retinal slip at low and high frequencies during this paradigm are comparable with those during Lo-Enh/Hi-Sup at high-frequency (open black circles) and those during Lo-Sup/Hi-Enh at low frequency (gray crosses).
Figure 10 illustrates the learning
curves of VOR gains, phases, and DC eye-velocity biases at low and high
frequencies measured in darkness. For both Lo-Sup/Hi-Enh and
Lo-Enh/Hi-Sup training, the abscissa is the training time in hours and
the ordinates are changes in VOR gain (A and B),
phase angle in degrees (C and D) and DC bias in
degrees per second at low (Lo: black line) or high (Hi: gray line)
frequency from their initial values (before the training). Results from
three animals were superimposed. In A, C, and E,
the Lo-Sup/Hi-Enh training was executed two times in animal
1 (solid line) and one time each in animals 2 (broken
line) and 4 (dashed line) to evaluate the repeatability of
results in the same animal and their generality in different animals.
Similarly in B, D, and F, the Lo-Enh/Hi-Sup
training was executed two times in animal 1 (solid line) and
one time each in animals 2 (broken line) and 4 (dashed line). Same symbols in black and gray traces indicate samples
from the same experimental session. The initial VOR gains in
A range from 0.49 to 0.89 (0.70 ± 0.20) for
low-frequency (0.05 Hz) head rotation and from 0.89 to 1.11 (1.02 ± 0.11) for high-frequency (2.5 Hz) head rotation, whereas in
B they range from 0.77 to 0.84. (0.81 ± 0.04) for
low-frequency head rotation and from 0.86 to 1.11 (0.97 ± 0.11)
for high-frequency head rotation. The initial phase shifts in
C range from 0.81 to 4.86° (2.41 ± 1.86) for low
frequency and from
20.3 to 20.3° (1.01 ± 17.30) for high
frequency, and those in D range from
16.2 to 20.3°
(
2.03 ± 17.65) for low frequency and from 0.77 to 0.84°
(0.81 ± 0.036) for high frequency. The initial DC eye velocities
in E range from
8.39 to 5.67°/s (
1.06 ± 6.63)
for low frequency and from
7.70 to 19.64°/s (1.80 ± 12.15)
for high frequency, and those in F range from
3.94 to
8.52°/s (0.15 ± 5.79) for low frequency and from
2.27 to
19.64°/s (4.02 ± 10.44) for high frequency.
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In A, VOR gains in response to low-frequency head rotation decreased while those to high-frequency head rotation increased as the training proceeded, indicating that monkeys are capable of changing the gain of VVOR responding to low- and high-frequency head rotations in the opposite directions simultaneously. The result is not complementary in the case of the Lo-Enh/Hi-Sup paradigm in B. While monkeys could change their high-frequency VOR gains in the proper direction during Lo-Enh/Hi-Sup training, changes in their low-frequency VOR gains are much smaller. These results indicate that there are at least two different gain control mechanisms for low- and high-frequency VOR, but they are not independent and the dependency is directionally selective. Phase shifts at low frequency did not show significant changes in both Lo-Sup/Hi-Enh and Lo-Enh/Hi-Sup paradigms, whereas those at high-frequency showed a systematic incremental phase lag in Lo-Enh/Hi-Sup training (D) and rather random changes in Lo-Sup/Hi-Enh training (C). DC eye-velocity bias did not change significantly at the low frequency in Lo-Sup/Hi-Enh training (E) and at high frequency in Lo-Enh/Hi-Sup training (F), while a slight increment and decrement were found at high frequency in Lo-Sup/Hi-Enh training and at low frequency in Lo-Enh/Hi-Sup training, respectively (see DISCUSSION).
Results of the theoretical analyses executed to predict how the VVOR system might adapt to the Lo-Enh/Hi-Sup and Lo-Sup/Hi-Enh paradigms are summarized in Table 3. If the low- and high-frequency VVOR systems share a common gain control and a DC bias control mechanism (Com. gain ctrl.), the best strategy to minimize the error is to keep the gain of the VVOR at 1 and the DC bias 0. This result predicts that if the low- and high-frequency channels of the VVOR do not have separate gain controls, neither the VOR gain at low frequency nor that at high frequency will change after exposure to these paradigms. If they have separate gain controls (Ind. gain ctrl.), then the VOR gain at low frequency becomes 2 while that at high frequency becomes 0 in the Lo-Enh/Hi-Sup paradigm to minimize the error. The opposite is true in the Lo-Sup/Hi-Enh paradigm where the VOR gain at low frequency and at high frequency become 0 and 2, respectively. In these cases, the error becomes minimal. Even if common (Com. gain/phase ctrl.) or separate phase controls (Ind. gain/phase ctrl.) are available for the low- and high-frequency VOR together with the gain and DC bias control, the phase(s) should be kept at 0 to minimize the error. These results predict that no phase shift will occur after the asymmetrical frequency training even if animals have common or separate phase controls together with common or separate gain controls unless they have a phase lag or lead as a default. Also no DC eye-velocity bias reduces the error, thus no change in the dc bias is expected under any conditions during the low-high-frequency asymmetrical training.
|
Results in Table 3 only predict the final optimal states when VOR gain adaptation was completed. Theoretical prediction for the ongoing adaptation under the Ind. gain/phase ctrl. condition showed that the optimum dc bias and the phase shift do not depend on the gains of the low- and high-frequency VOR. The results indicate that neither the phase shift nor DC eye-velocity bias reduces the error at any given combination of low- and high-frequency VOR gains. Therefore it is predicted that no phase shift or DC bias should be observed during the low-high-frequency asymmetrical training.
Figure 11 evaluates the potential
dependency between changes in low- and high-frequency gains by plotting
changes in low- and high-frequency VOR gains from their initial values
induced by low- or high-frequency training alone. For example, in
A the animal was exposed to VORs at 2.5 Hz (Hi-Sup) and
tested periodically VORd at both 2.5 and 0.05 Hz. It is apparent that
there were parallel decreases in both VOR gains, although the decreases
at the untrained frequency are less. In keeping with the results of
Raymond and Lisberger (1996)
and Lisberger et al.
(1983)
the same can be seen to be true for the other three
conditions tested. Namely, training at one frequency can result in a
spillover of the training effects to another frequency, but the
magnitude of the change at the untrained frequency are always less than
those at the trained frequency.
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DISCUSSION |
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Visual vestibular mismatch stimuli invoke visually driven
mechanisms to correct inappropriate VOR behaviors. In keeping with the
terminology of our previous reports (Hirata and Highstein 2001
; Partsalis et al. 1995a
,b
), these
"corrected" behaviors are termed rapid modifications of the VOR.
Rapid modifications reduce retinal slip produced by the mismatch
stimuli. If visual-vestibular mismatch conditions continue, the open
loop gain of the VOR measured during rotation in darkness is gradually
recalibrated to a new, more appropriate value over a period of hours to
days. This recalibration is the phenomenon of adaptation or motor
learning of the VOR (Partsalis et al. 1995a
). Currently
the adaptive capacity of the system during new visual-vestibular
mismatch paradigms that require asymmetrical behavior and gains for up-
and downward VOR or low- and high-frequency VOR was evaluated.
Characteristics of the adaptation including the dependency or
independency of the adaptation of the up- and downward or the low- and
high-frequency VOR to these stimuli were evaluated.
Up-down asymmetrical VOR adaptation
Up-down asymmetrical visual-vestibular mismatch stimuli require
the animal to cancel vestibular-evoked eye movements during one half
cycle of a sinusoidal head movement and enhance them during the other
half cycle. Presently we employed animals that were not trained to
track a visual target, and we suppose that this lack of training
resulted in eye movements that were neither completely canceled nor
perfectly enhanced during these paradigms. However, animals could
suppress and enhance a significant amount of their VOR to reduce
retinal slip during both paradigms. Therefore monkeys were capable of
making rapid modifications of the VOR during these paradigms.
Quantitatively though, the enhancement is less good than that evoked by
the symmetrical visual-vestibular mismatch paradigms while the
suppression is comparable in both asymmetrical and symmetrical
paradigms. The result suggests that suppressing the VOR is easier for
monkeys than enhancing it, or their priority is on the suppression if
they have to make both of the rapid VOR modifications simultaneously.
During 4-h exposure, VOR gains to up- and downward head motion were
gradually modified to more appropriate values and up-down asymmetrical
VOR adaptation occurred. We confirmed the repeatability and generality
of this learning. The magnitudes of VOR gain changes do not seem
different in up- and downward head motion in both asymmetrical
trainings, although there was significant difference in ability to
suppress and enhance VOR in these paradigms. This provides a piece of
evidence that performance in the rapid VOR modification, i.e., amount
of retinal slip, does not directly account for amount of acute VOR gain
change (Hirata and Highstein 2001
). That the gain of the up- and downward VOR evoked during a continuous sinusoidal head movement can adapt in opposite directions is direct evidence for separate up and down VOR adaptation mechanisms. However, these adaptation mechanisms are not completely independent because
experiments designed to train in one direction only resulted in gain
changes in the untrained direction simultaneously, albeit of a lesser magnitude. Further, the magnitudes of the gain changes produced by
asymmetrical training within a fixed time period were less than those
produced by symmetrical training. A simple interpretation is that there
is a limited capacity for VOR adaptation that was exceeded by the
requirements of asymmetrical training.
A phase control mechanism is available in the VOR adaptation process in
human (Kramer et al. 1998
). The phase of the VOR during up-down asymmetrical adaptation did not show significant changes. This
result is consistent with the theoretical prediction that indicated
that a change in phase angle would not reduce retinal slip when
adapting to the Up-Sup/Dn-Enh and Up-Enh/Dn-Sup paradigms.
Y group neurons and floccular Purkinje cells- which are candidate sites
of VVOR motor learning (see following text)- often change their DC
firing rates during conventional up-down symmetrical VOR adaptation. Y
group neurons increase their DC firing rate as VOR gain increases
(Partsalis et al. 1995b
), whereas Purkinje cells
decrease their DC firing rate (Hirata and Highstein
2001
). Both of these cell types usually show high eye-velocity
sensitivities and thus may contribute to change the DC eye-velocity
bias that may cause a gaze holding problem after VOR adaptation.
However, there is not usually a change in DC eye velocity following
acute conventional VOR adaptation. A possible explanation for this is that the velocity-to-position integrator compensates the changes in DC
eye-velocity signal in the process of symmetrical VOR adaptation. Preliminary results have shown that floccular Purkinje cells increased their DC firing rate after the Up-Sup/Dn-Enh training, whereas the DC
firing rate decreased after the Up-Enh/Dn-Sup training (Hirata
et al. 2000
). In conventional symmetrical adaptation, the DC
firing rate of Purkinje cells decreased as the VOR gain increased.
Because it is the upward VOR gain that increases when the Purkinje cell
DC firing rates decrease in both the symmetrical and asymmetrical
adaptation, it seems that the Purkinje cell dc firing rate is
correlated with the upward VOR gain. Theoretically a change in DC eye
velocity could reduce retinal slip error when VOR gains are not fully
adapted to the up-down asymmetrical stimuli. The simulation predicted
that the DC eye velocity would increase in the upward direction during
the Up-Sup/Dn-Enh training and in the downward direction during the
Up-Enh/Dn-Sup training. The experimental results of the Up-Sup/Dn-Enh
training were mostly consistent with this prediction, while those of
the Up-Enh/Dn-Sup training showed a trend opposite to the prediction.
Therefore it is likely that the observed changes in the DC eye-velocity bias are a byproduct of the asymmetrical VOR gain change for which the
velocity-to-position integrator could not compensate and not a strategy
to adapt to the visual vestibular mismatch conditions.
Possible neuronal sites for up-down asymmetrical VOR adaptation
The visual-vestibular mismatch conditions employed in the current study may confine the neuronal site(s) subserving VVOR adaptation. The fact that animals could modify their VOR to adapt to up-down asymmetrical visual-vestibular mismatch conditions suggests that the neuronal loci responsible for VVOR adaptation are those processing up- and downward VOR separately. In other words, the evidence confines the loci responsible for VVOR adaptation to those that can modify their sensitivities to up- and downward head movement asymmetrically.
Two neuronal loci have been demonstrated to be potentially responsible
for VVOR adaptation; one is in and/or upstream from the flocculus and
the other in the dorsal Y group of the vestibular nuclei (Hirata
and Highstein 2001
; Partsalis et al. 1995a
,b
). Y
group neurons receive vestibular signals from inter neurons in the
superior vestibular nucleus. There are two types of inter neuron: one
receiving its input signal from the anterior canal and the other from
the posterior canal (Blazquez et al. 2000
). These
neurons carry pure vestibular signals. The simplest idea to achieve the
up-down asymmetrical VOR adaptation is that if pathways from each of
the two types of inter neurons to Y group are modified in the opposite
direction (1 is strengthened and the other 1 is weakened), the
adaptation might occur. However, these inter neurons exhibit a
symmetrical response to vertical sinusoidal head rotation. For example,
the inter neuron receiving anterior canal input increases its firing
rate during downward head rotation and decreases it during upward head
rotation (Blazquez et al. 2000
). Therefore modifying the
synaptic efficacy between the inter neuron and Y group neuron can only
produce a symmetrical change in activity in Y group neurons and cannot
possibly produce an up-down asymmetrical response unless the stimulus
causes the inter neurons and/or Y group neurons fire in their
saturation ranges. Neither inter neurons (Blazquez et al.
2000
) nor Y group neurons (Partsalis et al.
1995a
,b
) saturate in the stimulus range currently employed for
up-down asymmetrical training. Therefore the theory that could explain
Y group neuronal modulation and resultant eye movements before and
after the ordinal symmetrical adaptation cannot explain the up-down
asymmetrical VOR adaptation. However, two different approaches
[chemical inactivation of the flocculus (Partsalis et al.
1995b
) and system identification (Hirata and Highstein
2001
)] have demonstrated that Y group is a neuronal site
responsible for VVOR adaptation, thus there may be another neuronal
mechanism that enables the up-down asymmetrical adaptation there.
The flocculus forms multi-layered neural networks consisting of mossy
fiber input, granular cell layer and Purkinje cell layer. Other than
this basic structure, there are feedback and feed-forward loops formed
by inhibitory neurons (stellate cells, basket cells and Golgi cells).
Theoretical studies (Albus 1971
; Marr
1969
; Schweighofer et al. 2001
)
demonstrated that cerebellar circuitry can learn various dynamic motor
behaviors not just conventional gain control. There have been several
types of synaptic plasticity found in the cerebellar circuitry
(Hansel et al. 2001
) including long-term
depression at parallel fiber-Purkinje cell synapses (Ito
1989
) and potentiation of the mossy fiber-granular cell
synapses (D'Angelo et al. 1999
). In naïve
animals, floccular Purkinje cells show only a slight modulation during
VORd, but following the conventional symmetrical visual-vestibular
mismatch training, the amplitude of the modulation changes in the
direction that would support the observed VOR gain change
(Hirata and Highstein 2001
; Watanabe
1984
). In limited data in hand, Purkinje cell modulation actually changes asymmetrically after Up-Sup/Dn-Enh or
Up-Enh/Dn-Sup training (Hirata et al.
2000
). Y group neurons receive this asymmetrical inhibition and then could produce asymmetrical commands to move the eye
by combining it with the symmetrical input from the inter neurons. The
mechanism by which this asymmetrical signal is generated in the
cerebellar circuitry is the subject of an ongoing investigation.
A behavioral study in human has demonstrated that it is possible
to induce a unidirectional change in the VOR gain in the horizontal
system (Aoki et al. 1998
). Yakushin et al.
(2000)
have demonstrated that in the horizontal VOR system,
lesions of the nucleus of the optic tract (NOT) significantly reduced
or abolished the monkeys' ability to adapt the gain of the
contraversive VOR but not of the ipsiversive VOR. This result suggests
that there are independent gain-control mechanisms for ipsi- and
contraversive VORs in the horizontal system. A possible underlying
mechanism for this ipsi-contra asymmetrical effect following a NOT
lesion might be that contraversive retinal slip information encoded in the NOT and conveyed through climbing fibers via inferior olive (IO) is
not available in flocculus to induce LTD as the authors discussed. The
same kind of mechanism might be considered for the vertical system
because most of the units in the lateral terminal nucleus (LTN) that
send their output to the IO exhibit asymmetries in preferred (upward)
and nonpreferred (downward) directions (Mustari and Fuchs
1989
). Yakushin et al. (2000)
also
demonstrated that only contraversive VOR eye velocities are affected
after unilateral inactivation of the NOT in the animals whose VOR were
adapted acutely to low gain. The evidence suggests that the NOT is
related to memory storage of the contraversive VOR. The same type of
asymmetrical effect could be expected for the vertical system after LTN
inactivation in VVOR adapted animals, but very little is known about
vestibular signals in the primate LTN to discuss this possibility.
Low-high-frequency asymmetrical VOR adaptation
The indirect pathway of the OKR is considered to convey lower
frequency (~0.1 Hz) components of the OKR, while the direct pathway
is thought to convey higher frequency (>0.1 Hz) components (Waespe and Henn 1987
). Contrary to the fact that only
the indirect pathway changed its characteristics after the HVOR
adaptation (Demer 1981
; Lisberger et al.
1981
), the gain of VOR at higher frequencies such as
0.5 Hz can be modified by employing visual-vestibular interaction
stimuli at these frequencies that most likely invoke only the OKR
direct pathway among the visual pathways. No matter what the stimulus
frequency, adaptation of the VOR gain is relatively frequency specific
with less adaptation at other than the adapting frequency
(Collewijn and Grootendorst 1979
; Godaux et al.
1983
; Lisberger et al. 1983
; Powell et
al. 1991
; Raymond and Lisberger 1996
). The
evidence suggests that separate, multiple frequency channels might
exist for VOR adaptation. Presently we examined inter dependency among
these frequency channels by using new visual-vestibular interaction
paradigms that require two frequency channels to adapt in opposite
directions simultaneously.
Low-high-frequency asymmetrical visual-vestibular mismatch stimuli, the Lo-Sup/Hi-Enh and Lo-Enh/Hi-Sup, require animals to cancel their VOR in response to low-frequency sinusoidal head rotation and enhance their VOR in response to high-frequency head rotation or vice versa. Our monkeys had difficulties to make this rapid VOR modification in both the Lo-Sup/Hi-Enh and Lo-Enh/Hi-Sup conditions at both low and high frequencies. Animals had the same difficulty to make rapid VOR modifications in symmetrical VORe and VORs paradigms at high -frequency but could do better at low frequency in symmetrical training than in asymmetrical training. Therefore the performance of rapid VOR modification at low frequency is degraded when animals have to make rapid VOR modification at both low and high frequencies in opposite directions simultaneously while that at high frequency is not affected by the low-frequency component. In fact, performance at low frequency is degraded even when animals have to a make rapid VOR modification at low and high frequencies in the same direction simultaneously (Lo-Enh/Hi-Enh paradigm).
After 4 h exposure to the Lo-Sup/Hi-Enh paradigm, the animals' VOR gains to low- and high-frequency head rotation were eventually modified to more appropriate values for head movements at each frequency. After 4 h of the Lo-Enh/Hi-Sup training, animals could also change their low- and high-frequency VOR gains in the appropriate direction, but the magnitude of the changes were smaller than those after the Lo-Sup/Hi-Enh training. We demonstrated the repeatability and generality of these phenomena. As seen in the up-down asymmetrical adaptations, these adaptation mechanisms are not completely independent because experiments designed to train at one frequency only resulted in gain changes at the untrained frequency simultaneously as demonstrated in previous reports. Our result from restricted samples indicates that VORs training at the high frequency (Hi-Sup) and VORe training at the low frequency (Lo-Enh) induced greater changes in VOR gain at the untrained frequency than their counter part paradigms (Hi-Enh, Lo-Sup) did. This means that the dependency between low and high frequencies are directionally asymmetrical: high-frequency gain adaptation exerts more influence on the low frequency gain when it is trained toward low gain than when trained toward high gain, and low gain adaptation has more influence on high-frequency gain when it is trained towar